Regulatory Compliance Solutions Inc. (“RCSI”) is a regulatory compliance consulting firm based in New York City. RCSI is comprised of former Chief Compliance Officers, former regulators, and industry arbitrators. We have been engaged to act as the Independent Compliance Consultants for firms with regulatory enforcement actions. RCSI provides clients with professional regulatory compliance services specializing in SEC, FINRA, CFTC, NFA and other securities regulations.
Clients include SEC and State Registered Investment Advisers, Broker Dealers, Hedge Funds, Private Equity Funds, Commodity Pool Operators, Commodity Trading Advisers, Introducing Brokers. We have been on the front line for SEC, NFA and FINRA client exams.
Our consultants bring their expertise and frontline experience to investment advisers, private funds, investment companies, broker-dealers and CPOs and CTAs. We partner with business personnel or other legal and compliance personnel to bring practical and effective solutions to securities regulatory requirements in today’s challenging regulatory environment.
For more information about our services, please visit www.rcsi-group.com or contact us at info@rcsi-group.com.
Company Details
- Founded
- -
- Address
- 1120 Avenue Of Americas,
- Phone
- +1 347-609-3945
- in****@****oup.com
- Industry
- Business Consulting And Services
- NAICS
-
Management, Scientific, and Technical Consulting ServicesManagement Consulting ServicesOther Scientific and Technical Consulting ServicesOther Management Consulting Services
- Website
- rcsi-group.com
- Keywords
- Investment Adviser, Private Fund, Broker-Dealer, Investment Company, Personal Trading Compliance, National Futures Association Member Services, Hedge Fund, Private Equity Fund, Outsourced CCO, CFTC, SEC.
- HQ
- NY, New York
- Competitors
- Momentum Regulatory Solutions, LLC, American Mortgage Service Company, FirstMark Regulatory Solutions, NCS Regulatory Compliance (now part of Foreside), Quantum Regulatory Solutions, LLC, Regulatory Compliance Consultancy Ltd., Regulatory Compliance & Intelligence B.V., Baxter Regulatory Solutions LLC, Biotech Regulatory Solutions, Regulatory Solutions LLC.
Regulatory Compliance Solutions Inc. "rcsi" Questions
Regulatory Compliance Solutions Inc. "Rcsi"'s helpline number is +1 347-609-3945
Regulatory Compliance Solutions Inc. "Rcsi"'s website is rcsi-group.com
Regulatory Compliance Solutions Inc. "Rcsi"'s LinkedIn profile is https://www.linkedin.com/company/regulatory-compliance-solutions-inc-
Regulatory Compliance Solutions Inc. "Rcsi"'s industry is
Business Consulting and Services
Regulatory Compliance Solutions Inc. "Rcsi"'s top competitors are
Momentum Regulatory Solutions, Llc,
American Mortgage Service Company,
Firstmark Regulatory Solutions,
Ncs Regulatory Compliance (Now Part Of Foreside),
Quantum Regulatory Solutions, Llc,
Regulatory Compliance Consultancy Ltd.,
Regulatory Compliance & Intelligence B.v.,
Baxter Regulatory Solutions Llc,
Biotech Regulatory Solutions,
Regulatory Solutions Llc.
Regulatory Compliance Solutions Inc. "Rcsi"'s support email address is info@RCSI-Group.com
Regulatory Compliance Solutions Inc. "Rcsi"'s categories are Business Consulting and Services
Regulatory Compliance Solutions Inc. "Rcsi"'s founding year is 2013
