FirstMark Regulatory Solutions is a compliance consulting firm that provides expert services to clients in the financial services industry including SEC and FINRA registered broker-dealers, their accountants and their attorneys. The financial services industry is one of the most heavily regulated industries in the world. The breadth and scope of the ever-changing and sometimes overlapping regulatory requirements often prompts organizations in this industry to seek expert advice. Navigating these complexities is our business and our passion.
Mitch Atkins, worked at FINRA for 20 years before founding FirstMark. He is an expert in the FINRA Membership Application rules, and works with clients to process FINRA CMA, NMA, MATCON, and MAC applications. FirstMark conducts Anti-Money Laundering Independent Testing for broker-dealers and investment advisors. Contact Mitch Atkins at FirstMark for more information.
Company Details
- Employees
- 2
- Founded
- -
- Address
- 2499 Glades Road,
- Industry
- Financial Services
- NAICS
-
Finance and InsuranceMonetary Authorities-Central Bank
- Website
- firstmarksolutions.com
- Keywords
- Securities Industry Consulting, Litigation Support, FINRA Membership Applications, Anti-Money Laundering Independent Testing, FINRA CMA Filings, FINRA NMA Filings.
- HQ
- Boca Raton, FL
- Competitors
- Regulatory Readiness Solutions, LLC, Regulatory Compliance Solutions, Regulatory Solutions, Regulatory Solutions LLC, Securities Compliance Management, WE.org, Solutions Strategic in Health - Regulatory and clinical affairs - Worldwide, Regulatory Compliance Solutions Inc. "RCSI", Regulatory Compliance Solutions, LLC, Momentum Regulatory Solutions, LLC.
Firstmark Regulatory Solutions Questions
Firstmark Regulatory Solutions's website is firstmarksolutions.com
Firstmark Regulatory Solutions's LinkedIn profile is https://www.linkedin.com/company/firstmark-regulatory-solutions
Firstmark Regulatory Solutions has
2 employees.
View email and phone details for 2
employees at Firstmark Regulatory Solutions.
Firstmark Regulatory Solutions's industry is
Financial Services
Firstmark Regulatory Solutions's top competitors are
Regulatory Readiness Solutions, Llc,
Regulatory Compliance Solutions,
Regulatory Solutions,
Regulatory Solutions Llc,
Securities Compliance Management,
We.org,
Solutions Strategic In Health - Regulatory And Clinical Affairs - Worldwide,
Regulatory Compliance Solutions Inc. "rcsi",
Regulatory Compliance Solutions, Llc,
Momentum Regulatory Solutions, Llc.
Firstmark Regulatory Solutions's categories are Financial Services
Firstmark Regulatory Solutions's founding year is 2013
