Small Cap Traffic

Relationship Management & Client Acquisition for Publicly Traded Companies on The NASDAQ & NYSE. Based in La Jolla, Ca and founded in 2012 by M&A industry veteran Justin "JC" Espinoza. Small Cap Traffic boasts over with over 163 million in assets under management and 11,000 Active Client Accounts. Small Cap Traffic, and its assets entered into an acquisition agreement with RBC Dain Rauscher in the 4th quarter of 2018 with anticipated "Tape-to-Tape" transfer and completion of assets and client transfer per agreement by Q3 of 2019* *Per SEC Rule 12g3-2 [17 CFR 240.12g3-2] Exemptions for American depositary receipts and certain foreign securities *Schedule 14A [17 CFR 240.14a-101] Proxy statement pursuant to Section 14(a) of the Exchange Act