WB Compliance Services, LLC ("WB") (formally DMS Regulatory Compliance) offers a suite of U.S. and non-U. S. regulatory compliance services tailored to the needs of investment advisers, registered investment companies, hedge funds/alternative investment products, money managers and exchange-traded funds/vehicles. We established long-standing relationships with global service providers in the investment management industry, ensuring that our shared clients receive consistent, high-quality services. Our approach to promoting compliance excellence is achieved through the diverse experience and knowledge of our trusted and dedicated compliance professionals coupled with the strategic oversight of senior management
Company Details
- Founded
- -
- Address
- 10 State St,
- Phone
- +1 978-997-0675
- in****@****nce.com
- Industry
- Investment Management
- NAICS
-
Other Financial Investment ActivitiesPortfolio ManagementAll Other Financial Investment ActivitiesTrust, Fiduciary, and Custody ActivitiesMiscellaneous Financial Investment Activities
- Website
- wbcompliance.com
- Keywords
- SEC Compliance, NFA Compliance, SEC Mock Audit, CFTC Compliance, Mutual Fund CCO, Adviser CCO, Adviser Compliance, ETF Compliance, Operational Due Diligence, AML Compliance, ERA Compliance, Form PF, PQR, Compliance Consulting, Investment Adviser Compliance, Mock Audit, Hedge Fund Compliance, Private Fund Compliance, Wealth Manager Compliance, Chief Compliance Officer.
- HQ
- Newburyport, Massachusetts
Wb Compliance Services, Llc Questions
Wb Compliance Services, Llc's helpline number is +1 978-997-0675
Wb Compliance Services, Llc's website is wbcompliance.com
Wb Compliance Services, Llc's LinkedIn profile is https://www.linkedin.com/company/wb-compliance-services-llc
Wb Compliance Services, Llc's industry is
Investment Management
Wb Compliance Services, Llc's top competitors are
Riskrator,
Bitaml,
Btm Compliance Llc,
Chip Financial,
Vpayment,
Aca Global,
Banking Compliance Resources Llc,
Dynamic Securities Analytics, Inc.,
Erraz Compliance.
Wb Compliance Services, Llc's support email address is info@wbcompliance.com
Wb Compliance Services, Llc's categories are Investment Management
Wb Compliance Services, Llc's founding year is 2019
