WB Compliance Services, LLC Details: , Funding Signal

WB Compliance Services, LLC Overview

Headquarters: 10 State St
Phone Number: Available in AeroLeads
Website: wbcompliance.com
Industry: Investment Management
Employees: 6
Founded: 2019
Funding: ,
Company Email: Available in AeroLeads
NAICS: Other Financial Investment Activities

Portfolio Management

All Other Financial Investment Activities

Keywords

SEC Compliance NFA Compliance SEC Mock Audit CFTC Compliance Mutual Fund CCO Adviser CCO Adviser Compliance ETF Compliance Operational Due Diligence AML Compliance ERA Compliance Form PF

About WB Compliance Services, LLC

WB Compliance Services, LLC ("WB") (formally DMS Regulatory Compliance) offers a suite of U.S. and non-U. S. regulatory compliance services tailored to the needs of investment advisers, registered investment companies, hedge funds/alternative investment products, money managers and exchange-traded funds/vehicles. We established long-standing relationships with global service providers in the investment management industry, ensuring that our shared clients receive consistent, high-quality services. Our approach to promoting compliance excellence is achieved through the diverse experience and knowledge of our trusted and dedicated compliance professionals coupled with the strategic oversight of senior management