DFP Partners

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For over 40 years, DFP Partners has been a committed ally to Broker-Dealers, Registered Investment Advisers, and other financial services firms looking for accounting and compliance services. During that time, we’ve built a team of dynamic accountants and consultants who bring their exceptional energy and imagination to each of our client’s challenges. We a pledge to always serve the best interests of our clients above anything else. At DFP Partners, we know our clients are entrepreneurs with little time to wrestle with the intricacies of securities regulation. That’s why we’ve built our business around managing your regulatory burdens as if they are our own — freeing you to focus on what you do best. Our offerings include, compliance consulting, registration services, accounting and tax support, and outsourced principal roles such as, Financial and Operations Principal (FinOp), Chief Compliance Officer (CCO), Chief Financial Officer (CFO) and Principal Operations Officer (POO). Additionally, we provide independent anti-money laundering testing, cybersecurity procedures and training, and branch inspection programs. We can also manage your new or continuing membership applications.

Company Details

Employees
97
Founded
-
Address
485 Madison Avenue, 15th Floor,united States
Industry
Financial Services
Website
http://www.dfppartners.com
Keywords
FinOp and Brokerage Support, Accounting and Bookkeeping, B/D and RIA Registration and Compliance, Tax Advising and Compliance, Tech Firm Startup Support, cyber, cybersecurity, fintech, fintech support, outsourced solutions, outsourced CCO, outsourced CFO, outsourced FinOp, Broker-Dealer, AML testing.
HQ
New York, NY
Competitors
GFI Group, De La Hoz, Perez & Barbeito, PLLC, FINRA, Oyster Consulting, LLC, Compliance Exchange Group (CXG), Deutsche Bank, PKF O'Connor Davies, MUFG, EquityZen, Bombora.
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