Pyrenees Compliance LLC

Pyrenees compliance llc email format

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Compliance: Registrations & Annual Exam Requirements Performed by licensed and qualified Compliance Officer. Specialties Include: NEW MEMBER APPLICATION SERVICES (FINRA BDs & SEC or State RIAs) » CHIEF COMPLIANCE OFFICER OR FINOP SERVICES - QUALIFIED STAFF AVAILABLE COMPLIANCE CONSULTING SERVICES » WRITTEN SUPERVISORY POLICY AND PROCEDURE CONSTRUCTION » CRISIS MANAGEMENT » COMPLIANCE AUDITS AND REVIEWS » ANTI-MONEY LAUNDERING AUDITS (MEETS NFA & FINRA REQUIREMENTS) » RISK ASSESSMENTS »
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