As a compliance and operations professional with over 4 years of experience at a asset management firm, I have gained a strong understanding of the regulatory landscape. During my time in the compliance team, I conducted compliance testing and monitoring, assisted with regulatory submissions and inquiries, and collaborated with other departments to develop and implement policies and procedures. In the operations team, I focused on process improvement, overseeing trade settlement, portfolio reconciliations and identifying and implementing solutions to enhance productivity.
Listed skills include Research, Finance, Data Analysis, Research Skills, and 28 others.