Shirui Li Email & Phone Number

香港特别行政区 香港

Hong Kong, Hong Kong Sar

1. Responsible for investment accounting for month-end and year-end closing, use Oracle/HFM to consolidate trust fund FS to the company and group. Prepare audit schedule and draft financial statement for trust fund. Provide support for I9 SPPI testing and RBC requirement. 2. Assess the impairment of equity securities and alternative investment. Monitor the price risk, credit risk, assets allocation risk and report to compliance group. Consult the identified risks with fund manager and determine risk management plan. 3. Conduct macroeconomic and portfolio performance analysis. Report to CFO on a monthly basis.

Hong Kong Sar

1. Focus on AWM industry and execute audit for more than 30 funds, including mutual, PE, FoF, and hedge fund. 2. Develop audit plan, scope and schedule independently and complete the whole execution procedures for small-scale engagements. 3. Arrange external confirmation and perform testing on valuation of financial instruments, existence of transaction and reasonableness of expenses.

Guizhou, China

1. Ensure the compliance of trade before approval. Record the trade history and prepare daily reports to the manager.2. Prepare the subscription and redemption log. Assist in the communication with China Securities Regulatory Commission.

Hong Kong

1. Coordinate with clients, brokers, and other third parties to gather audit evidence and follow up with audit requests. 2. Work effectively under pressure in multiple engagements during the peak season. Assist in draft accounts and FS “tie casting”. 3. Responsible for vouching and testing on cash and expenses. Perform walk-through testing to understand the operation cycle of clients.

Shanghai, China

1. Independently prepare the mid-year human resources report for the company with quantitative analysis.2. Track the personnel changes and historical performance of the fund managers from the top-tier mutual funds in Mainland China.

Beijing, China

1. Design an online contract filing system and file over 400 contracts for marketing department. 2. Conduct research on legal regulation regarding stock insurance, private equity and corporate acquisition.

Bachelor'S Degree, Accounting And Finance, Gpa 3.43

Activities and Societies: Financial Secretary of Chineses Mainland Student Association(CMSA) from 2017 to 2018.

High School Diploma