Abdullah Almalki Email & Phone Number

Jeddah, Makkah, Saudi Arabia

Riyadh, Saudi Arabia

Jeddah

•Obtaining all relevant compliance Laws, regulations and instructions (and all amendments thereof and rules issued thereafter) related to the company’s operations and activities and coordination between CMA and the company.•Preparing comprehensive compliance policies and procedures that include all Laws,regulations,instructions and practices applied to the company’s activities subject to the approval of the board of directors.•Conducting an annual review to verify all guidelines in the policy manuals and procedures applied in the company to ensure their conformity with all regulations and instructions and they are complied with.•Updating policies and measures periodically to ensure the company’s compliance with the latest regulations and instructions related to all operations and activities of the company and Informing all company personnel.•Preparing a comprehensive plan to examine and ensure that all written policies and procedures approved in the company are consistent with, and conform to, all applicable CMA regulations.•Ensure that all approved policies and written procedures in the company are consistent with, and conforming to all requirements of the compliance program prepared and submit proposals on the changes necessary accordance with the Compliance Manual•Reviewing all forms and contracts used by all departments and divisions of the company, as well as advertising and promotion forms to ensure their conformity with the compliance rules instructions.•Designing and setting a system for preparing internal reports of compliance monitoring and self-assessment of non-compliance risks and submit compliance reports to the senior management•Supervise AML transaction monitoring activity,develop and improve processes,resolve special cases,oversee and participate in audits,participate in investigations and regulatory reports when suspicious activity is detected,develop,provide and ensure training annually to all relevant staff

Jeddah

•Supervise Investment funds operations •supervise clients transactions •supervise and implement funds financial operations with the third parties (Banks) • Assure operations are processed under the CMA” Capital Market Authority” regulations •Dealing with banks/financial institutions operations •Regular reports issuance ( CMA, top management, departments and managers) • Prepare the policies and procedures for the department of Operations•Assist the CEO in the company’s pre-establishment processes such as preparing all requirements to obtain CMA license for the company •Project Manager for implementing Infrasoft project ( Financial software that automates all assets management transactions, Operations, and reports)•Participated in obtained licenses for more than 6 investment and real estate funds.

Jeddah