Adam Winslow Email and Phone Number

• Prepared monthly reports that showcase various financial ratios and concentration limitation, highlighting the short-term efficiencies and performance of each fund for financial institutions and clients around the globe.• Interpreted and reviewed industry credit ratings per Moody, S&P, and Fitch in compliance with investor reporting.• Researched and reviewed daily transactions to ensure all cash, trades settlement and other deal activities were recorded correctly in accordance with legal and loan documents.• Provided resolution to breaks and discrepancies with the portfolio managers and agent banks.• Responded to client and audit requests in a timely manner.• Proposed recommendations and implemented automated solutions to replace any manual or semi-automated processes on an ongoing basis.• Assisted with account opening and maintenance.• Point of contact for wire and ACH processing.• Assisted in training new hires.• Communicated information to investors and financial institutional around the globe.

• Performed Collateral Compliance Tests in accordance with series deal documents and department procedures. • Ensured reports to investors remain in compliance with the requirements of the Indenture and investor-defined guidelines. • Researched and interpreted legal documents such as Indenture, Collateral Manager Agreement, Trust Agreement, SWAP/CAP Agreements as issues arise with the asset or liability payments. • Performed all miscellaneous duties or projects as assigned or required in a timely and efficient manner; participate actively in process or system related projects, including assisting our systems support group with design, programming, analysis, testing, and implementation aspects.

Processed trades and loan payments for various financial institutions with 100% accuracy Efficiently Process cash distribution and trade correctionsMonitored fees and investment contracts for various business dealsProvided services for financial institutions around the globe on the phoneProcessed trades for bonds, equities and asset-backed securities Performed quality check to ensure the highest level of accuracy

Tokyo, Osaka, Nagoya, Kyoto, Hiroshima, Okinawa, Hong Kong

Accurately and efficiently opened new accountsCreate case files to promote problem resolutions to the appropriate teamsProcesse additional documentation to be applied to existing accountsEnsure accounts were properly opened and branchedApply checking and debit cards to accountsOccasionally helped out Cash Management job function of the service team when needed.Member of the Service team with the highest Customer Satisfaction Index score in TD Ameritrade Institutional.

Processed IRA and QRP distributions for Advisors and their clients Handled Deceased Beneficiary and Divorced Journals Provided support for the advisors Distributed funds and securities to clients on TD BOSWEB Analyzed documents and situations of the clients Addressed needs of the advisors Point of contact for Late Wire Processing with 100% accuracy Among the first to be chosen for the pilot team to develop LEAN methodology into the company.

Filed Federal income taxes.Addressed needs of tax payers.Analyzed situations and documents of tax payers.Educated Tax payers about tax laws.Computed tax returns using Taxwise software.Collected documents of tax payers.Consulted Handbooks about tax law.Screened tax payers for qualification