Adrian Jackson Email and Phone Number
Adrian Jackson personal email
- Valid
Business Analysis, Operations, CASS Client Money Specialist and Human Resource Management Consultant. My Career has taken many paths over 38 years’ gaining experience in Front, Middle and Back office operations. I have developed Business analysis skills to identify and rectify processing issues, areas of potential risk and carried out CASS Client Money project in relation to a S166. Also assisted with Debt Management CASS review and Insurance Intermediary Client money process review.Specialist Knowledge of CASS 5, 6, 7, 10, 11 SM&CR, FCA Part 4A applications and HR Management. A stable career person recognised as a people manager with strong leadership skills having led teams over 6 people and over and an entire trading floor and operations team of 95 people. The welfare of staff has always been my priority which is why I am continuing my professional development in Mental Health Support having studied and passed Mental Health Nursing exam and currently studying Mental Health in the Workplace. I have also completed Human Resource Management and passed Level 4 and currently studying Advanced level 5. I am open to new challenges as well as staying within Financial Services.• People-orientated• Mental Health Support• CASS Client Money SME/Audit specialist • Forensic Accounting• Goal-orientated• Business Analysis• Regulatory reporting• Skill Matrix Mapping• HR Management
Topstone Capital Limited
View- Website:
- topstonecap.com
- Employees:
- 5
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Operations And Cass ManagerTopstone Capital Limited Oct 2021 - Present -
Cass Client Money AnalystAmjfs Consulting Limited Apr 2016 - PresentMayfairDirector and Consultant at AMJFS Consulting Limited using my skills and knowledge to assist companies with Compliance, CASS Client Money, HR management and Mental Health Support.• Submitting periodic Financial Returns and reports to FCA, within the prescribed deadlines• Conducted GAP analysis assessment to identify any weaknesses and failings. • Implementation of new CASS client money reconciliation method (Internal/External) and process including CASS Resolution Plan• Business Continuity Plan implemented• Provide assistance and guidance on Client Money aspects• Provided remediation plan for FCA S166 and implement any changes required.• Review of Client Money Requirement calculations in relation to CASS 5• Carry out Assurance Testing on Cass processes• Preparation of CMAR• General overall CASS compliance and production of Suitable training plans• CASS 5, 6, 7, 10 and 11• HR Management consultant• Hotel Management Consultant• Mental Health Support Officer
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Compliance/MlroHouse Of Borse Jul 2014 - Jun 2016London, England, United Kingdom• Compliance and CASS Client Money specialist • Liaise with Dubai Headquarters on daily basis for Operational and Compliance Matters -
Cass Client Money/Assets ConsultantBetterway Fx Apr 2014 - Aug 2015London, England, United Kingdom• CASS/Compliance consultant on FCA Applications for New Start-up companies as well as processing the FCA Application• Worked on FCA Application for client "House of Borse" and obtained approval as CF1, CF10/CF11 in July 2014 - Eventually moved across to work full time with House of Borse.
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Compliance ConsultantAlfa Capital Oct 2013 - Apr 2014London, England, United Kingdom• Worked on the FCA Application with CEO, Compliance Director and Associates
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Cass Client Money AnalystYoutrade Apr 2012 - Oct 2013London, England, United Kingdom• Head of CASS reconciliations, Monitoring FX Trades, CFDs• Business Analysis on Preparing, discussing and delivering CASS Client Money reconciliations and reports reflecting the current business situation, including preparation procedures, collation and consolidation of Monthly CMAR, CASS resolution Pack and Capital adequacy monitoring -
Forensic Analyst And Nordic Reconciliations ManagerE*Trade Jul 2008 - Feb 2012London, Copenhagen And Sweden• Joined as business Analyst in London for Client Money project, then became Manager and Business Analyst for the Swedish and Danish Operations.• Moved to SaxoPrivatbank in Copenhagen as Manager of Cash and Reconciliations.• Designed automated reconciliation process for Danish and Swedish Business, required full Trade/Cash Flow analysis of Danish, Swedish, Norwegian and Icelandic Trade/Settlement functions including VPC, VPS and VP derivatives through Euroclear, SEB Futures trading with RANsys, carried out project analysis on bringing SEB Futures settlement and Reconciliations in-house from RANsys.• Built and trained team from scratch using new rotational model to deliver complete spread of knowledge, it allowed the department to continue to function at 75% reduced capacity at times and deliver on multiple projects simultaneously when at full strength. -
Operations And Human Resources ManagerBrooklands Securities Limited Feb 2007 - Jun 2008London, England, United Kingdom• Managed the entire operations including reception, Trading floor, Back office and compliance overall 95 staff.• Hired staff and held regular staff reviews and appraisals, with main focus on motivating and developing individuals, carried out HR function for a 6 month period due to change in Management Control.• Implemented new Settlements and trading system• Worked as a paraplanner for Leelanes solicitors to draft compensation claim letters and gather information from clients. -
Reconciliations Forensic AnalystE*Trade Aug 2005 - Jan 2007London, England, United Kingdom• Worked as Business Analyst on UK Client Money reconciliations project due to previously not being able to identify all transactions relating to client Money and as a result, reconciliations were incomplete, this involved project planning, identifying missing data, working with IT to implement required changes to data output.• Made recommendations to strengthen processes and enhance efficiency.
Adrian Jackson Skills
Frequently Asked Questions about Adrian Jackson
What company does Adrian Jackson work for?
Adrian Jackson works for Topstone Capital Limited
What is Adrian Jackson's role at the current company?
Adrian Jackson's current role is Operations manager and CASS Client Money Analyst.
What is Adrian Jackson's email address?
Adrian Jackson's email address is am****@****aol.com
What are some of Adrian Jackson's interests?
Adrian Jackson has interest in Level 3, Intranet Web Design, Cricket, Reading, Walking, Undertaking Hotel Management Course.
What skills is Adrian Jackson known for?
Adrian Jackson has skills like Derivatives, Equities, Back Office, Risk Management, Trading, Financial Services, Fx Options, Fixed Income, Financial Markets, Investment Banking, Business Analysis, Securities.
Who are Adrian Jackson's colleagues?
Adrian Jackson's colleagues are Julian Rogers-Coltman, Mikhail Trebunskikh.
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Adrian Jackson
Chief Executive At The Oil & Pipelines Agency | President Of Tank Storage AssociationEdinburgh2virginmedia.com, oilandpipelines.com -
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1 +44-170XXXXXXXX
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Adrian Jackson
Hertford
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