Adrian Jackson Email & Phone Number

Mayfair

Director and Consultant at AMJFS Consulting Limited using my skills and knowledge to assist companies with Compliance, CASS Client Money, HR management and Mental Health Support.• Submitting periodic Financial Returns and reports to FCA, within the prescribed deadlines• Conducted GAP analysis assessment to identify any weaknesses and failings. • Implementation of new CASS client money reconciliation method (Internal/External) and process including CASS Resolution Plan• Business Continuity Plan implemented• Provide assistance and guidance on Client Money aspects• Provided remediation plan for FCA S166 and implement any changes required.• Review of Client Money Requirement calculations in relation to CASS 5• Carry out Assurance Testing on Cass processes• Preparation of CMAR• General overall CASS compliance and production of Suitable training plans• CASS 5, 6, 7, 10 and 11• HR Management consultant• Hotel Management Consultant• Mental Health Support Officer

London, England, United Kingdom

• Compliance and CASS Client Money specialist • Liaise with Dubai Headquarters on daily basis for Operational and Compliance Matters

London, England, United Kingdom

• CASS/Compliance consultant on FCA Applications for New Start-up companies as well as processing the FCA Application• Worked on FCA Application for client "House of Borse" and obtained approval as CF1, CF10/CF11 in July 2014 - Eventually moved across to work full time with House of Borse.

London, England, United Kingdom

• Worked on the FCA Application with CEO, Compliance Director and Associates

London, England, United Kingdom

• Head of CASS reconciliations, Monitoring FX Trades, CFDs• Business Analysis on Preparing, discussing and delivering CASS Client Money reconciliations and reports reflecting the current business situation, including preparation procedures, collation and consolidation of Monthly CMAR, CASS resolution Pack and Capital adequacy monitoring

London, Copenhagen And Sweden

• Joined as business Analyst in London for Client Money project, then became Manager and Business Analyst for the Swedish and Danish Operations.• Moved to SaxoPrivatbank in Copenhagen as Manager of Cash and Reconciliations.• Designed automated reconciliation process for Danish and Swedish Business, required full Trade/Cash Flow analysis of Danish, Swedish, Norwegian and Icelandic Trade/Settlement functions including VPC, VPS and VP derivatives through Euroclear, SEB Futures trading with RANsys, carried out project analysis on bringing SEB Futures settlement and Reconciliations in-house from RANsys.• Built and trained team from scratch using new rotational model to deliver complete spread of knowledge, it allowed the department to continue to function at 75% reduced capacity at times and deliver on multiple projects simultaneously when at full strength.

London, England, United Kingdom

• Managed the entire operations including reception, Trading floor, Back office and compliance overall 95 staff.• Hired staff and held regular staff reviews and appraisals, with main focus on motivating and developing individuals, carried out HR function for a 6 month period due to change in Management Control.• Implemented new Settlements and trading system• Worked as a paraplanner for Leelanes solicitors to draft compensation claim letters and gather information from clients.

London, England, United Kingdom

• Worked as Business Analyst on UK Client Money reconciliations project due to previously not being able to identify all transactions relating to client Money and as a result, reconciliations were incomplete, this involved project planning, identifying missing data, working with IT to implement required changes to data output.• Made recommendations to strengthen processes and enhance efficiency.