Aiko Murakami Coombs Email & Phone Number

London Area, United Kingdom

日本 東京

Managing risk management department overseeing the risks as noted below across the firm. Alsoresponsible for risk management committee and pricing committee as a part of local governanceo Operational risk incident managemento Privacy risk managemento Vendor risk managemento Record managemento Business Continuity and crisis managemento Project management and business managemento Investment risk management

Tokyo, Japan

Director - Compliance & Operational Risk manager for APAC FICC & Japan - PresentOperational Risk country manager Japan & Korea - Feb. 2011 – Oct. 2018 Oversee compliance & operational risk for Asia Fixed Income, Currencies, Commodities (FICC) and operational risk for Japan across organization Ensure compliance & operational risk program is in compliance of all regulatory requirements as a subset of the Bank’s overall framework, including risk and control assessment, monitoring & testing, reporting and key risk indicators etc Assess, challenge and approve the compliance & operational risk of the new products and conduct deep dive review of risk area identifying the key processes, associated risks and controls Conduct 2LoD monitoring and surveillance testing incl. setting up test parameters and trend analysis Maintain regular dialogue with business and senior management to discuss compliance & operational risk at business, country and entity level  Analyze and report compliance & operational risk including thematic analysis participating the governance forums Develop and implement compliance & operational risk training Analyze and develop the operational risk appetite for the entity in Japan and present to the board for approval Performed 2LoD system risk role to enhance system risk framework in Japan Managed on-site inspections by Japanese regulatory authorities, including FSA, SESC, BOJ, TSE, JSDA and TFX. Assisted in FRB and OCC on-site inspection Led business continuity operation and crisis management activities during the 2011 earthquake, giving daily briefings to the Japan management team

Within 23 Wards, Tokyo, Japan

 Managed business continuity management for Japan, Korea and US Military Bank in Asia Helped the business and technology develop and implement business continuity plan and technology recovery plan. Managed the implementation of alternative sites and led the drill Facilitated the scenario analysis exercise / tabletop exercise Managed crisis management activities, including emergency response and employee notification Managed on-site inspections by Japanese regulatory authorities

Within 23 Wards, Tokyo, Japan

 Managed implementation and relocation of production and secondary data center

Within 23 Wards, Tokyo, Japan

 Liaised with the business to implement technology requirements Led technology activities for mergers and acquisitions business initiatives, including integration works after Yamaichi Securities Co acquisition by Merrill Lynch Managed the implementation of new printing services under office relocation, including the selection of a vendor and service level agreement

Joined ML as a year 2000 new graduate and participated Technology Leadership Programs incl. OJT in NY.