• Maintain the firm’s information barriers and compliance with certain key regulatory mandates by reviewing the receipt of material nonpublic information (“MNPI”)• Liaise with relevant revenue businesses to maintain confidentiality lists and ensure appropriate banking, trading and research activities are permissible under firm policies, procedures and regulations.• Interact with Control Room colleagues in overseas jurisdictions to provide a follow-the-sun coverage model, and understand… Show more • Maintain the firm’s information barriers and compliance with certain key regulatory mandates by reviewing the receipt of material nonpublic information (“MNPI”)• Liaise with relevant revenue businesses to maintain confidentiality lists and ensure appropriate banking, trading and research activities are permissible under firm policies, procedures and regulations.• Interact with Control Room colleagues in overseas jurisdictions to provide a follow-the-sun coverage model, and understand the application of relevant regulations (e.g. Takeover Panel, etc.)• Review investment research produced by Global Investment Research to ensure compliance with applicable rules, regulations and policies, amending as necessary.• Resolve complex issues related to the application of various regulations and restrictions, including those regarding Rules 138/139 and Regulation M• Coordinate, delegate and manage tasks for team members across the New York and Salt Lake City teams• Assist relevant Compliance teams in the review and analysis of employee-related personal trade requests by analyzing ETFcomponents or reviewing against restrictions to determine relevance and applicability• Leverage Compliance systems to add, amend, maintain and remove all confidentiality lists; responsible for testing new applications to ensure consistency, functionality and user experience• Train and onboard new joiners on all BAU items including inbox management, confidentiality list maintenance, and MNPI assessment• Served as the Middle Eastern Culture table lead for the SLC Asian Network Multicultural chapter’s largest flagship event. Organized volunteers and planned food, snacks and activities for hundreds of employees in the SLC office. Show less

Offshore Mechanic:- Troubleshooted engines inside the vessels offshore.- Supervised the MCR system to ensure that the machines of the vessel are properly running.- Completed weekly reports about the functioning of the engines for the Chief Engineers of the vessel to prevent future mechanical problems.- Kept management informed of regulatory issues.Marine logistics:- Coordinated and supervised the loading and unloading of the cargos.- Coordinated the availability… Show more Offshore Mechanic:- Troubleshooted engines inside the vessels offshore.- Supervised the MCR system to ensure that the machines of the vessel are properly running.- Completed weekly reports about the functioning of the engines for the Chief Engineers of the vessel to prevent future mechanical problems.- Kept management informed of regulatory issues.Marine logistics:- Coordinated and supervised the loading and unloading of the cargos.- Coordinated the availability of forklifts to ensure the cargo could be transported when needed.- Supervised the supply chain processes within different departments.- Provided a completion list after each loading process to the dispatchers. Show less