Alan Evans Email & Phone Number

England, United Kingdom

London, United Kingdom

Execution trading for prop and client orders (equity, debt, FX & options)CF30Relationship management Operational oversight -including client positions, margin & leverageClient reporting and data analyticsProcess improvementProject work - system implementation.Fixed income & EquityTrade booking and amendments

• Self employed mortgage adviser and paraplanner, CeMAP qualified and CA status.
• On-going research and learning to stay up-to-date with FCA regulation (CPD).
• Lead generation & sales
• Fact finding, researching references and verifying a client’s financial background and circumstances (KYC)
• Visiting clients at their place of work or their home to discuss their needs or presenting my recommendations.
• Tailoring packages to fit the individual requirements of the client.

London

• (Cash equity, prime brokerage, securities lending & non-mandatory conversions)
• Analysing fail rates and manual intervention then streamlining processes, leading to cost reductions from improved STP rates both in-house and at custodial level.
• Creating procedural guides and hosting webinar training to assist with the smooth transition of settlements processing from the London office to an external vendor.
• Supervising an offshore team, highlighting risk and acting as an escalation point.
• Client visits to discuss performance and to highlight any areas where service or relationship could be improved.
• Assisting with the specification, UAT testing and training for a purpose built in-house PMS.

London

London