Alan Greatbatch Email and Phone Number
Alan Greatbatch work email
- Valid
Alan Greatbatch personal email
- Valid
I have over 30 years’ experience of leading significant change management programmes, including several roles as Head of Compliance in a number of UK, European and US banks, and have also served as Chief Executive of two banks. These senior roles have required the exercise of considerable skill and judgement, clear analysis of the impact of regulatory change, the ability to motivate, develop and mentor teams and individuals, and the ability to influence positive cultural behaviour and outcomes in the banks concerned.In 2010, I received the Thomson Reuters Complinet Award for Outstanding Long-Term Service to the Compliance Industry.Notwithstanding all of this experience, I still thoroughly enjoy the day-to-day challenges of working in the banking and financial services industries, and remain highly motivated to perform at the highest professional standard. I am as comfortable with roles involving the articulation and direction of broad strategy as I am with the completion of detailed work product.Since January, 2014 I have provided services as a consultant, mainly in the fields of Regulatory Compliance, Financial Crime Compliance and Regulatory Risk Management. Of particular interest to me are Investigations, s.166 Skilled Persons Reviews, Regulatory and Compliance Remediations and Monitorships, and Regulatory Change Programmes.My experience includes Corporate Governance, Investigations, Operational Risk, Company Secretariat, Monitoring, Testing and Surveillance.My areas of expertise include:-•
-
Independent Compliance And Regulatory Risk Management ConsultantHsbc Jan 2014 - PresentLondon, United KingdomVarious roles, including:• Regulatory Compliance and Financial Crime Compliance for Innovations in Global Liquidity and Cash Management business, including New Product Approvals and assessments of Digital Risks• Subject Matter Expert on PSD2• Subject Matter Expert on MiFID II• Lead Consultant on Compliance Risk Assessment• Lead Consultant on Compliance Risk Framework• Lead Consultant on Conduct Compliance • Acting Head of Anti-Money Laundering (AML) Monitoring • Acting Chair of AML Investigations Oversight Committee -
Chief Operating Officer, Compliance And LegalStandard Chartered Bank Aug 2009 - Nov 2013London, United Kingdom• Member of Compliance Executive Committee 2010 to 2013• Global Head of Compliance Monitoring and Surveillance 2010 to 2013.• Chief Operating Officer, Compliance and Legal 2012 to 2013. -
Head Of Regulatory RiskRoyal Bank Of Scotland Jun 2003 - Jun 2008London, United Kingdom• Head of Regulatory Risk (CF 10 ROLE), Global Banking and Markets Division• Head of Operational Risk 2003-2004• Member of Risk and Controls Committee• RBS representative on BBA Wholesale Committee• Chairman’s Award winner for Community Excellence 2005.Whilst at Royal Bank of Scotland PLC, I reorganised the Regulatory Risk function, establishing its credibility with Group functions, business lines and external bodies, and also ensuring the bank lobbied effectively in the field of UK, European and other international regulatory change. I also managed the successful implementation by the RBS Group of the Markets in Financial Instruments Directive (MiFID). -
Global Head Of Compliance For Investment Bank And Deputy Group Head Of ComplianceDeutsche Bank Jan 1998 - Apr 2003London, United Kingdom• Managing Director, Global Head of Compliance for Investment Bank and Deputy Group Head of Compliance (CF 10 Role)• Chief Executive of Morgan Grenfell & Co. Limited ( now DB UK) 2002 to 2003 (CF 3 Role)• Chief Executive of Bankers Trust International PLC 2002 to 2003 (CF 3 Role)• Member of FSA Working Group on Market Abuse which produced the Market Code of Conduct (I was the only Compliance Officer selected by FSA to participate)• Vice Chairman of Securities Houses’ Compliance Officers Group (SHCOG)• Member of LIBA Compliance Committee.My achievements at Deutsche Bank included establishing and developing a coherent, highly professional global Compliance function during a period of rapid business expansion. This also involved building constructive communication and engagement with Frankfurt Head Office.I was also responsible for the successful integration of the Deutsche Bank and Bankers Trust Compliance Departments following the acquisition of the latter by the former in 1999. In addition, I was the Chief Executive of Morgan Grenfell & Co. and Bankers Trust International PLC during 2002 to 2003. -
Managing Director, Head Of Compliance For Europe, Middle East And AsiaBankers Trust Group Jun 1990 - Nov 1997London, United Kingdom• Managing Director, Head of Compliance for Europe, Middle East and Asia• Director, Bankers Trust International PLC • Director, Bankers Trust Company, London Branch• Head of Company Secretariat function• Member of LIBA Compliance Committee• Member of Joint Money Laundering Steering Group.• Committee Member, and then Vice Chairman of Securities Houses’ Compliance Officers Group (SHCOG).I reorganised the Compliance function at Bankers Trust, bringing clear and coordinated global focus on the 5 key areas of (i) Advice, (ii) Policies, Procedures and Training, (iii) Monitoring, Testing and Surveillance, (iv) Building and Maintaining Regulatory Relationships; and (v) Identification and Analysis of new Regulatory Proposals.
-
Compliance DirectorMidland Montagu (Now Part Of Hsbc) Jun 1986 - May 1990London, United Kingdom• Compliance Director• Deputy Group Head of Compliance, Midland Bank Group• Director, Midland Montagu Limited.I established and developed the Compliance function at Midland Montagu and Midland Bank Group from scratch, creating proactive policies, procedures and controls to support developing businesses at a time of considerable regulatory change.
-
Senior ManagerArthur Andersen & Co. Aug 1977 - May 1986Manchester, Bermuda And Liverpool• Senior Manager, Manchester, Liverpool and Bermuda Offices• Member of Small Business Consultancy Group• Member of Litigation Support Group• Specialist in Insurance and Reinsurance Markets, including Captive Insurance.My professional training at Andersens was thorough and varied, and provided me with a solid foundation in forensic work, investigations, process analysis, risk management and consultancy services across a wide range of industries.
Alan Greatbatch Skills
Alan Greatbatch Education Details
-
Manchester Grammar School
Frequently Asked Questions about Alan Greatbatch
What company does Alan Greatbatch work for?
Alan Greatbatch works for Hsbc
What is Alan Greatbatch's role at the current company?
Alan Greatbatch's current role is Compliance and Regulatory Risk Management Consultant.
What is Alan Greatbatch's email address?
Alan Greatbatch's email address is al****@****aol.com
What schools did Alan Greatbatch attend?
Alan Greatbatch attended University Of Oxford, Manchester Grammar School.
What are some of Alan Greatbatch's interests?
Alan Greatbatch has interest in Children.
What skills is Alan Greatbatch known for?
Alan Greatbatch has skills like Operational Risk, Microsoft Excel, Financial Risk, Banking, Investigations And Forensic Accounting, Subject Matter Expert On Digital Risks.
Who are Alan Greatbatch's colleagues?
Alan Greatbatch's colleagues are Angadbir Sibia, Hebler, Yan, Sneha Gupta, Priya Dharshini, Santosh Srivastava, Ritesh Bhathawala, Sheela Krishnan.
Not the Alan Greatbatch you were looking for?
-
2btinternet.com, shiplake.org.uk -
1staffordshire.gov.uk -
-
Free Chrome Extension
Find emails, phones & company data instantly
Aero Online
Your AI prospecting assistant
Select data to include:
0 records × $0.02 per record
Download 750 million emails and 100 million phone numbers
Access emails and phone numbers of over 750 million business users. Instantly download verified profiles using 20+ filters, including location, job title, company, function, and industry.
Start your free trial