I have over 30 years’ experience of leading significant change management programmes, including several roles as Head of Compliance in a number of UK, European and US banks, and have also served as Chief Executive of two banks. These senior roles have required the exercise of considerable skill and judgement, clear analysis of the impact of regulatory change, the ability to motivate, develop and mentor teams and individuals, and the ability to influence positive cultural behaviour and outcomes in the banks concerned.In 2010, I received the Thomson Reuters Complinet Award for Outstanding Long-Term Service to the Compliance Industry.Notwithstanding all of this experience, I still thoroughly enjoy the day-to-day challenges of working in the banking and financial services industries, and remain highly motivated to perform at the highest professional standard. I am as comfortable with roles involving the articulation and direction of broad strategy as I am with the completion of detailed work product.Since January, 2014 I have provided services as a consultant, mainly in the fields of Regulatory Compliance, Financial Crime Compliance and Regulatory Risk Management. Of particular interest to me are Investigations, s.166 Skilled Persons Reviews, Regulatory and Compliance Remediations and Monitorships, and Regulatory Change Programmes.My experience includes Corporate Governance, Investigations, Operational Risk, Company Secretariat, Monitoring, Testing and Surveillance.My areas of expertise include:-•
Listed skills include Operational Risk, Microsoft Excel, Financial Risk, Banking, and 2 others.
