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This is an update of my professional direction. I have now retired for the second time in my career. However, I intend to remain active to benefit others. I will consider advising, making presentations and educational opportunities to assist in business strategies internally and externally. Fees can be discussed. This second time retirement is from my law firm. I first retired in 2008 as Vice President in Regulation at the New York Stock Exchange. Since 2008 I have concentrated my efforts as a capital markets consultant working on site domestically and internationally. I have served as an adjunct professor for over 10 years, facilitating learning of MBA candidates in Business Ethics, financing and other capital markets courses including international business. I am an author. I started my law firm and served on profit and non-profit corporate boards. I have been fortunate to have succeeded in all my endeavors and greatly benefited those I have served, including my clients. While at the NYSE, as Vice President, led two departments in the Regulation; detected and investigated insider trading and market manipulation. Successfully blended technology with a highly trained professional staff to increase the productivity and effectiveness of the departments. I served as Chairperson of the Intermarket Surveillance Group (ISG). At NYSE Enforcement, investigated and tried market surveillance cases involving trading and compliance abuses. I participated in regulatory panels in the US and abroad - excellent speaker. I consulted on stock and securities market regulatory matters in South America, Europe and Asia. He is fluent in Spanish.I served on the Boards of SMARTS Group and Capital Markets Cooperative Research Center (CMCRC) headquartered in Australia; on the Board of Regents of St. Peter's University NJ. Also represented the NYSE by serving on the Board of Junior Achievement NY. Currently Adjunct Professor and has taught Business Ethics and Legal Liabilities, Derivative Markets, Investment Analysis and Corporate Finance at St. Peter's University. Locally, I served on the Board of the Somerset Food Network.Specialties: See professional experience above.
Martinez Law, Llc
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PrincipalMartinez Law, Llc Oct 2016 - PresentNew York City Metropolitan AreaSecurities Regulation, Real Estate Law, Immigration Law, Contract and Corporate Law, Wills and Trusts
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Adjunct ProfessorSt. Peter'S University 2008 - 2020Teaching courses: (MBA course); Derivative Markets; Investment Analysis; Corporate Finance; Enterprise Risk Management; and Business Ethics
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Partner And ShareholderVella, Singer And Martinez Jul 2013 - Oct 2016Metuchen And Hillsborough, NjVella, Singer and Martinez, PC (VSM Law Group)Multi-disciplinary firm specializing in securities regulation, particularly in the trading regulation, market surveillance matters and other areas such as environmental law, immigration, family law, collaborative law, real estate, bankruptcy and other general practice areas.
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FounderAjm Advisory Services Apr 2008 - Jul 2013Providing consulting services to the financial industry in areas involving Regulation: trading market rules; market surveillance & investigation matters such as what constitutes market manipulation, insider trading and other broker/client conflicts; regulatory auditing; staffing analyses; merger integration; regulatory structures; produres; compliance; enforcement; expert witness; best management practices; and staff training. -
Vice PresidentNyse Regulation 2004 - 2008Responsible for all regulatory/legal matters including representation in all trading investigations conducted by Market Surveillance involving federal securities laws and NYSE rules; options surveillance; and investor trading complaints. -
Vice President - New York Stock Exchange - Regulation Market SurveillanceNew York Stock Exchange 1987 - 2004Headed a department responsible for detection and investigation of federal securities laws and NYSE rules, with focus on insider trading, market manipulation, frontrunning and other trading abuses. Prior to the position of Vice President, Aldo held the following positions since 1977: Surveillance Analyst, Investigator, Manager of Investigation Department, Special Counsel, Director of Regulatory Quality Review and Managing Director of Market Trading Analysis. -
Vice PresidentNyse Regulation 1983 - Mar 1987Worked in Market Regulation including the divisions of Market Surveillance and Enforcement. Also, Director of Regulatory Quality Review.
Aldo Martinez Skills
Aldo Martinez Education Details
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St. Peter'S UniversityBusiness Administration
Frequently Asked Questions about Aldo Martinez
What company does Aldo Martinez work for?
Aldo Martinez works for Martinez Law, Llc
What is Aldo Martinez's role at the current company?
Aldo Martinez's current role is Principal at Martinez Law, LLC.
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Aldo Martinez's email address is al****@****ory.com
What is Aldo Martinez's direct phone number?
Aldo Martinez's direct phone number is (212) 896*****
What schools did Aldo Martinez attend?
Aldo Martinez attended Seton Hall University School Of Law, St. Peter's University.
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Aldo Martinez has skills like Capital Markets, Equities, Trading, Derivatives, Financial Services, Securities, Options, Securities Regulation, Corporate Finance, Investor Relations, Leadership, Valuation.
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