Alvin Kumar Email & Phone Number

The Rocks, Nsw, Au

Greater Sydney Area

Risk managementStakeholder managementFinancial crime expertiseAdvisoryStrategic change delivery

Sydney, New South Wales, Australia

Monthly insight and reporting: Development and management of team insights relating to processes and outcomesMedia Monitoring: assessing and escalating group exposure identified from external sources- Collecting intelligence using internal and external sources to assist law enforcement matters- Participating actively in Fintel Alliance projects and enquiries- Conducting typology and trend reviews and investigative due diligence

Sydney, Australia

- Design and refinement of Transaction Monitoring (TM) rules- Triage and investigation of possible suspicious activity, including escalation to relevant Group financial crimes team- Development of processes and controls, including update of Standard Operating Procedures to align to Group Policy- Issues management and assistance with remediation plans- Stakeholder management

Sydney, Australia

Responsible for submitting Suspicious Matter Reports to AUSTRACPart of Senior QA Review TeamPart of STR Triaging TeamPart of Controls Team SME for Law Enforcement Agency (LEA) processes since January 2018

Parramatta, New South Wales, Australia

Sydney, Australia

• Assist financial advisers with transacting, reporting and performance enquiries on the WRAP platform utilizing programs, such as Broker, Excel, Pega, Nova, Composer, Garradin and Marvin. • Analyse performance and valuation reports, as well as investment strategies for private wealth clients in addition to superannuation, pension and investment accounts for retail and institutional investors. • Liaise with an extensive range of different teams in order to facilitate the desired outcomes for financial advisers and clients concerning managed funds, equities, term deposits, SMAs, off-market transfers, corporate actions, pensions, SMSFs and the super environment.• In-depth exposures to financial markets and exposure to multiple asset classes for account management. • Research technical queries posed by advisors and brokers, such as rules around benefit preservation, share holdings strategies and the various tax and performance implications for super, pension funds and investment accounts.• Manage complex cases involving multiple stakeholders.• Manage failing trades with external brokers on the platform.

Applied Finance With Professional Accounting, Accounting And Finance

Education record