Andy Lee Email & Phone Number

Irvine, CA, US

Del Mar, California

-Drafted public company filings, including registration statements, 10-Ks, 10-Qs, 8-Ks, and proxy statements.-Advised private and public clients in M&A transactions, SEC filings, corporate financings, corporategovernance, and various commercial transactions such as MSAs, SOWs, leases, and banking and lendingagreements.-Collaborated with and counseled.

Irvine, CA

-Handled all aspects of M&A transactions, including performing and overseeing due diligence ontarget/selling company, drafting definitive agreements and ancillary documents such as disclosureschedules, bills of sale, assignment and assumption agreements, and non-competition agreements.-Drafted, reviewed, and negotiated a wide variety of transaction.

Lake Forest, CA

-Prepared and filed public company filings for SEC and Blue Sky compliance including Form(s) S-1, S-8,10-K, 10-Q, 8K, 3, 4, and 5.-Drafted, negotiated, and reviewed documents related to M&A transactions including asset purchaseagreements, stock purchase agreements, and related ancillary documents.-Drafted private placement memorandums and subscription.

Los Angeles, CA

-Wrote and argued winning opposition to motion to suppress evidence (1538.5).-Appeared on the record for stipulations, continuances, and dismissals in criminal prosecution cases.-Conducted legal research related to domestic violence, traffic stops, battery, and lewd conduct.-Corresponded with law enforcement and interviewed witnesses in preparation of.

Beverly Hills, CA

-Registered investment adviser firms and obtained business approval from state boards and SEC.-Served as primary consultant, exclusively maintaining 15 clients to provide regulatory compliance advice.-Provided on and off-site consultation advice to clients and investment firms in preparation of SEC audits.

Juris Doctor

Activities: Southwestern Law School Public Service Program, Volunteer, 2009 – 2013

Paralegal Certificate, Corporate And Civil Litigation

B.S., Business Administration