Angie Robles Email & Phone Number

Parsippany, New Jersey, United States

Remote

• Manage annual compliance training initiative, including creating project plan, developing content, and deploying courses (e.g., Code of Ethics, Anti-Bribery & Corruption, Information Management, GDPR, Anti-harassment.
• Decreased overall annual ethics mandatory training time by nearly half by combining training initiatives, profiling trainings based on job functions, condensing course content, and focusing on high risk, hot topic areas
• Analyze data from Ethics Hotline, Conflict of Interest reports and annual culture survey to measure compliance training effectiveness and identify trends or risks that would require us to strategically shift.
• Collaborate with Ethics & Compliance Officers and Human Resource Leaders across 5 business units to resolve outstanding training issues and assist in identifying root cause for various compliance issues
• Implement and manage company-wide Record Management Compliance policy and processes to ensure compliance with retention requirements and safeguard company records as well as personal identifiable information
• Train network of 200+ record managers on how to effectively manage records and maintain good standing business relationship with vendors to ensure they provide efficient and quality service within budget requirements

Jersey City, NJ

• Administered internal CPA licensing compliance monitoring processes to ensure employees comply with firm’s and state licensing requirements
• Collaborated with Independence and CPA Compliance Call Center to communicate updates to firm’s internal policy, all U.S. state board licensing regulations, and licensure processes
• Maintained content in employee resource tool “CPA Coach” (e.g., state licensing eligibility requirements, renewal requirements, reciprocal license eligibility, etc.) and managed all CPA Licensing compliance systems
• Coordinated renewal of 9,000+ AICPA memberships and automated the process to produce timely renewals
• Implemented a repository system to track employees’ CPA licenses and AICPA memberships and facilitated system-generated reminder emails to renew or obtain the required state CPA license
• Supported Call Center team members by interpreting firm’s Independence policy, which is based on SEC and AICPA regulations, and CPA policies and procedures

Bachelor Of Science - Bs, Business With A Concentration In Finance

Associate'S Degree, Business Administration And Management, General