Anna Cox Email & Phone Number

Cyprus

Cyprus

Grenoble, Rhône-Alpes, France

Cyprus

- regulatory analysis and structuring of asset token offering - drafting of offering memorandum & terms of business; - CRM configuration- preparation of MiFid license applications- implementation of monitoring solutions for digital assets- KYC and AML for investors- GDPR implementation- cross-jurisdiction regulatory analysis

Cyprus

• Responsible for the compliance of the organization with the EU and Cyprus AIFM and AIF Directives
• Aligning the Company’s policies and manuals with practice and EU regulatory guidelines
• Design and implementation of internal training program
• Correspondence with the regulator and submission or regulatory reports
• MiFid II preparation for regulated activity of the AIFM
• Close liaison with key counterparties, including depositary, administrator, brokers and banks

Limassol, Cyprus

• Responsible for the overall compliance of the organization with the relevant legislation and internal procedures
• Prepare and submit monthly and annual reports of the AMLCO / Compliance Officer
• Responsible for the launch and implementation of the Company’s Portfolio Management License
• Design and present internal training programs for staff; ensure ongoing CPD for the key employees
• Communicate with the regulator (CySec) on key issues
• Responsible for leading successful audits (internal and external) for two consecutive years

London, United Kingdom

Dissertation Topic: Risk management and internal controls as fraud prevention mechanisms in Russian investment firms and banks.Relevant Coursework: Accounting and Financial Statement Analysis, Corporate Finance, Quantitative Methods, Economics, Advanced Financial Statement Analysis, Derivatives, Mergers and Acquisitions, Audit and Risk Management, Fixed.

Limassol

• Responsible for the effective realization and facilitation of new product and banking technology development in the investment services business of the Bank
• Providing for all the connectivity between investment business and service/support functions – daily and strategic interaction with support teams;
• Investment business product and business development: product passports, system specifications, internal approval, creation of procedures and processes for new products, flowcharts, etc.
• Analysis, selection and integration of the operating platform for Investment Business
• Coordination with the Finance Department for IB Budget preparation, reconciliation; preparation of the materials for the Budget Committee
• Restructuring of credit business at RCB

New York, NY

• Monitored daily P&L for the trading desk to ensure correct book valuations
• Investigated and resolved position and PnL breaks between traders’ blotters and booking systems
• Performed cash settlements and reconcile discrepancies with institutional equity swaps clients
• Booked corporate actions, rights offerings, and dividends for Equity Finance desk

New York, NY

• Monitored cash settlements and PnL reconciliations for equity and variance swaps & OTC options
• Performed month and year-end accounting for dividends, accrued interest and cash payments.
• Helped structure a Client Services Initiative to field client queries more efficiently
• Maintained professional client relations by responding to requests in a timely and efficient manner
• Collaborated with various groups to ensure prompt updates on corporate actions, rights offerings, hot issues, and dividends on national and global level

Master Of Laws - Llm, International Commercial And Financial Law

Master Of Science (Msc), Finance

Relevant Coursework: Accounting and Financial Statement Analysis, Corporate Finance, Quantitative Methods, Economics, Advanced Financial.

Bs, Finance / Accounting, Summa Cum Laude

Activities and Societies: SEMI program; Beta Gamma Sigma, Presidential Scholar, All American Scholar