Anthony Couture

Anthony Couture Email and Phone Number

Chief Compliance Officer at FrontFundr @ FrontFundr
toronto, ontario, canada
Anthony Couture's Location
Vancouver, British Columbia, Canada, Canada
Anthony Couture's Contact Details

Anthony Couture personal email

n/a
About Anthony Couture

8 years as the CCO for one of Canada's leading online private equity platforms. Lead and supervise work as an integrated part of the management team, leveraging the broader organization and resources to embed a compliance culture and design and maintain a compliance framework that meets the requirements of local, national, or international regulations. Work with internal and external stakeholders across compliance, payments, industry relations, finance, risk, counsel, audit, product development, and sales and marketing to develop key relationships and inform senior management of compliance matters or developments that require attention or action. Relied upon to solve challenging business or risk problems or improve business affairs, and lead meaningful change through technology enablement and scalability. Ensure adherence to Know-Your-Client (KYC) and Know-Your-Product (KYP) requirements, AML/TF monitoring and reporting, referral agent reviews, client complaints, disclosure documents, identification and mitigation of conflicts of interest, trading procedures, reviewing marketing material and sales initiatives, oversight of outsourced activities/key vendors, administrative oversight over insurance coverage, staff training and; other internal control matters as required.In depth knowledge of securities legislation and key point of contact for regulatory agencies. Facilitate regulatory audits, reviews or exams; and analyze and prepare reports for senior management and the Board of Directors.Keen interest in compliance legislation across multiple jurisdictions with track record of regulatory engagement and product development. Served a two-year appointment with the British Columbia Securities Commission’s FinTech Advisory Forum (2020-2022).Broadly educated with a specialization in private capital and a desire to provide quality opportunities to investors. BFA, MFA, CSC, PDO, CCOQE, CIM (in progress).

Anthony Couture's Current Company Details
FrontFundr

Frontfundr

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Chief Compliance Officer at FrontFundr
toronto, ontario, canada
Website:
frontfundr.com
Employees:
29
Anthony Couture Work Experience Details
  • Frontfundr
    Chief Compliance Officer
    Frontfundr Feb 2017 - Present
  • Frontfundr
    Compliance Manager/Due Diligence Analyst
    Frontfundr Jan 2016 - 2017
    Vancouver, Canada Area
  • Blackore Research
    Institutional Sales And Research Analyst
    Blackore Research Nov 2013 - Jan 2016
  • Cinatel Media & Communications Inc.
    Founder
    Cinatel Media & Communications Inc. Jul 2006 - Nov 2013
    Vancouver, Canada Area
    Filmmaker and Producer of online video content for business.

Anthony Couture Skills

Development Technology Venture Development Research B2b Equity Research

Anthony Couture Education Details

Frequently Asked Questions about Anthony Couture

What company does Anthony Couture work for?

Anthony Couture works for Frontfundr

What is Anthony Couture's role at the current company?

Anthony Couture's current role is Chief Compliance Officer at FrontFundr.

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What schools did Anthony Couture attend?

Anthony Couture attended Canadian Securities Institute, Canadian Securities Institute, Canadian Securities Institute, British Columbia Institute Of Technology, The University Of British Columbia, The University Of British Columbia.

What skills is Anthony Couture known for?

Anthony Couture has skills like Development, Technology, Venture Development, Research, B2b, Equity Research.

Who are Anthony Couture's colleagues?

Anthony Couture's colleagues are Quan Lee, Nick Smith, Chanpreet Sidhu, Jaime Mcnally, Cbv, Cpa, Mpacc, Mitchell Nagy, Trieste Reading, Rea Naidoo.

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