Anthony Vella Email & Phone Number

Charlotte, North Carolina, United States

Charlotte, North Carolina, United States

Supporting Payment Operations· Completed a bank wide analysis of payment risk through use of RCSA, Issue Management and Operational Event loss data.· Created an inventory of manual payment initiation applications bank wide.· Refocused and aligned a new enterprise procedure, focusing on standardizing expected controls around manual payments.· Supported and.

Charlotte, North Carolina, United States

• CIB Operations Process Review & Enhancement
• Created and established the Move Money Program for CIB Operations.
• Acted as point of contact for regulatory engagements with OCC and FRB.
• Spearhead implementation of short-term and long-term strategies to achieve control goals in our payment processes.
• Review and Implemented Move Money policies and operating procedures.
• Cultivated and maintained positive working relationships with employees, executives and other stakeholders.

Charlotte, North Carolina

Process Review & Enhancement Team

Charlotte, North Carolina Area

Operations Control Group

Charlotte, North Carolina Area

• Support the US and Non-US Equity Electronic Execution business Trade bookings and allocations of equity products for clients with Direct Market and Algorithmic Access using a variety of confirmation methods including.
• Assist with on-boarding new clients and coordinate with all sales and support groups.
• Monitors daily exception reports related to money breaks, risk exposure, and trade reconciliation
• Liaison between traders, clients, counter parties, and back office to solve trade issues
• Review and amend the static data systems to ensure accurate trade capture
• Monitored and processed option transactions

Charlotte, North Carolina Area

Merrill Lynch Account Payable/Receivable (4 Direct Reports)- Ensure accurate logic in charging our clients and traders Section 31 and FINRA TAF fees as well as proper billing, payment, and regulatory reporting.- Investigate SEC/TAF fee discrepancies both internal (Client/Traders) and external (Exchanges/ECN’s/Contra Street Brokers).- Monitor accuracy of.

Charlotte, NC

- Responsible for management of Merrill Pro Equity Clearing services in Charlotte- Professional Equity clearing team for the listed exchanges and correspondent market- Conducted research and implemented resolutions to issues causing daily breaks- Approved journals and SPO charges- Collaborate with upper management for the development of projects etc..

Jersey City, NJ

- Daily reconciliation of all NYSE and regional exchanges T1 through T3- Accurately research and resolve all equity breaks related to suspense accounts, average price accounts, trading accounts and allocation accounts- Interact with trade support, sales traders, house traders and support personnel in resolving breaks before the market opens- Review and.

Contracted to Compaq and Cadbury & Schweppes-Computerized inventory of all electronic assets used by employees-Minor software updates on inventoried computers-Completed projects in N.Y., N.J., I.L., G.A., T.X., L.A., and Canada officesContracted to the Metropolitan Transportation Authority (MTA) of NYC-Computer inventory and physical lockdown on all.

-Data input for daily sales using Microsoft Excel-Assisted Brokers in client information by compiling and organizing sales data.-Phone management and client interaction