Antony Phillips Email & Phone Number

Basildon, England, United Kingdom

A responsibility for overseeing the completion of dealing transactions and applying associated riskcontrols and checks throughout the process for multiple management company clients globally Myresponsibilities included: -• Processed trade instructions for global clients in multiple products including ISA's, OEIC's,PAIF and Investment Trusts• Provided oversight support and regular communication with offshore counterparts andliaised directly to ensure all deadlines were met• Ensured that any risks were identified, assessed, and monitored whilst ensuring that theBusiness Risk Register and Business Continuity Plans are updated regularly• Collaborated with multiple clients and Transfer Agency departments, ensuring strict SLAsare met to maintain reputational value and client experience

London, United Kingdom

• Undertaking risk assessments of new personal account applicants to determine their risk category.• Ensuring the acquisition of appropriate documentation and information to fulfil KYC due diligence requirements accordingly.• Performing customer due diligence on the basis of verified customer identification, documentation and information using both internal and external sources, namely, SIRA and CIFAS databases.• Identification and escalation of high risk applications, including those involving PEPs and positive sanction matches

Luxembourg

• Reviewed and validated related tasks from incoming clients and investors• Pro-active follow up on deals not placed in good order and set expectations in accordance within agreed cut-offs• Effectively oversaw special processing situations including exceptions that require a strong oversight • Established solid contacts within all areas and levels at client organizations and internally

Capellen, Luxembourg.

· Spearheaded clients daily operational requests, acting as support to Relationship Managers in the financial sector across Europe and Asia.· Ownership of a number of pre-defined clients as a first point of contact · Communicated pro-actively to clients on production status and events · Took the lead on issue resolutions, mindful of short and long term remediation implementation.· Nurtured client relationships by detecting their needs and preferences and offering appropriate services · Advocated customer needs / issues cross-departmentally· Preparation of monthly service reviews, detailing accomplishments, monthly incidents, partnership initiatives, projects status, executive summary and key performance indicators· Reviewed and controlled invoicing and regularly compiled reports on productions

Luxembourg

· Reviewed and adjusted all incorrectly placed financial and non-financial deals · Financial reporting of gains and losses to senior management · Managed private clients portfolio activity and provide customer feedback · Liaised with all departments within TA to adhere to strict service level

Luxembourg

· Processed trades and produced any subsequent payments · Instructed and settled Euroclear/Clearstream trades on the market · Indexed all incoming instructions (trades, registration tasks, queries) · Produced daily cash flows to the Fund Managers

Luxembourg

· Ensured all client and internal queries, both written and oral, were logged and dealt with in a professional and timely manner · Good awareness of KYC (Know Your Client) requirements · Worked closely with senior management in audits and other internal initiatives

Basildon, Uk

· Ensuring timely daily payments of redemptions. · Responsible for authorizing and verifying the transactions processed and ensuring correct payments are adhered to. · Share reconciliation’s of client’s accounts transfers and various depository banks.

London, United Kingdom

London, United Kingdom

· Confirmed CDS Trades/Chasing for clients confirmations · Uploaded Structured trades to an internal tracking system · Monitored Documentation in-box/Organisation skills

London, United Kingdom

· Responsible for loading, administrating and activating payment for over 400 temporary candidates that operated as a Limited Company. · Monitored outstanding payments owed and provided an extensive customer service to achieve prompt payments to candidates and clients. · Provided back-office support to recruitment consultants with regard to wages issues and contractor enquiries

Tefl Qualified (Teaching English As A Foreign Language), Pass

Economics

Rsa National Diploma, Economics, Pass