Arindom Chatterjee Email & Phone Number

India

Maharashtra

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India

Director | Transformation | Risk and Finance Data Analytics and Reporting  As a part of BCBS 239, strategize, build and deliver Service Level Agreements between the function (as a service provider) to the service recipients (being other risk functions in the Bank) Build capability and performance measures (KPI/ KRI) for consumption of Senior Management & Service RecipientsDirector | Risk Data Aggregation & Reporting | Risk and Finance Data Analytics and ReportingVice President | Risk Data Aggregation & Reporting | Risk and Finance Data Analytics and Reporting Strategize, build and deliver a Risk to Finance Data Integrity Control for IHC Evaluate and commission strategic IT platform for the aforementioned control through Front to Back data & process mapping and supplier evaluation Accountable for Governance for all aforementioned controls Managed Continuity Planning and Testing for the complete Business Line  Lead the team towards common goal of a well defined and controlled environment in line with Group Policies & Standard Operating Procedures Ensure resilience is factored in all transitions through implementation of effective Migration Planning Process (MPP)  Represent Business Line in the Site Management Committee (MC) and the Site Operating Committee (OPCO) as a backup to India Lead Ensure that the Site Business Line understands and adheres to the Group Policies including code of conduct, relevant regulatory policies as well as completion of any mandatory training requirements Strategize to reduce cost and manage budget that include analyzing cost to operating plans, monitoring trends and taking effective measures to manage positive runrate  Responsible for delivery of Risk to Finance Data Integrity Controls for all geographies including Basel 2.5 securitized products, Front Office to Market Risk & Liquidity Management operating controls for expected risk factors

Pune Area, India

 Accountable for risk and control management for all vendor and captive staff of Global Operations in India Manage/participate in the Governance Process for the vendors Responsible for documenting RCSA and overseeing Corrective Action Plans (CAP) Act as single point of liaison for Audit (Internal & External) for the Site Business Line  Responsible for Balance Sheet Controls for Global Operations across geographies including assurance around accuracy of Global Account Sign off’s Managing the Continuity Plan and effective Resilience Testing for the Site Business Line  Responsible for data and information security management for all of APAC Global Operations Strategize and implement thematic reviews around key focus areas like P&L @ Risk, Inter-Company Accounts and Nostros Responsible for periodic quality assurance reviews on Global SOX Controls  Identify specific needs of various stakeholders, develop and deliver training modules to address the issues Ensure that the Site Business Line understands and adheres to the Group Policies including code of conduct, relevant regulatory policies as well as completion of any mandatory training requirements

Mumbai Area, India

 Framing, planning and leading annual audit, control and review plans Lead post facto adhoc incident related audits and reviews Lead and conduct vendor reviews and thematic audits Reading and comprehending regulatory requirements followed by gap analysis with existing process. Develop and drive embedding of compliance polices and procedures in sync with regulatory environment in which the business operates Assessing the quality of input received through various channels for compliance related issues

 Establishment of Internal Control and Operational Risk Function in one of the India Service Centers  Conceptualize, build and implement Operational Risk Framework  Strategize towards creation & implementing workflows to facilitate structured support in all areas and issues Focus on new migrations and remigrations to have a better grip on operational risk and conclusively formulate mitigation steps as required Draw-up Internal Control review schedules based on audit risk ratings and/or risk analysis performed  Contingency Desk Identification and Allocation and test plan coordination  Work on pandemic planning and conduct spot checks to ensure site awareness.  Work towards institutionalization of continuity function within the business group  Incident Management and Reporting  Lead education and awareness on controls and resilience for business leads

 Operational Risk Management including monitoring of process performance vis-à-vis laid down procedure Strategize creation and implementation of workflows to facilitate structured support in all areas and issues Draw-up Internal Control review schedules based on audit risk ratings and/or risk analysis performed.  Carry out risk based audits and follow through to implementation  Identify specific needs of various stakeholders in Operations Risk and Continuity management and develop and deliver training modules to address the issues Check on implementation of Anti Money Laundering measures, reports, MIS; work on Suspicious Activity reporting and analysis  Liaison with Department of Banking Supervision (of the RBI) for South I for the Credit Cards business. Responsible for education of businesses on operational risk and controls Define Metrics, standardize and measure process performance Work on quality improvement through process re-engineering to ensure that it acts as a competitive differentiator

Bachelor'S Degree, Accounting And Finance

Education record

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