Arthur Ma Email & Phone Number

Henley-On-Thames, England, United Kingdom

• Design, build, and maintain data analysis to support individual audits, support auditors understanding of the output, supervise the performance of work by any assigned staff or contractors, including reviewing system logic and documentation, documenting control weaknesses or inefficiencies and managing the completion of the audit within the given timeframe.• Exercise judgment in selecting data analytics emphasis for coverage within an audit, and determining and locating data sources.• Support audit teams with audit program preparation to meet the objectives of those audits, with a focus on internal control design and testing using data analysis.• Support Legal, Compliance, Risk and Audit (LCAR) projects and continuous auditing initiatives and provide inputs into risk assessment process.• Assist in training and development of team members by providing on the job coaching, delivering constructive and motivating feedback.

Henley, United Kingdom

• Designs, builds, and maintains data analysis to support individual audits, support auditors' understanding of the output, documenting control weaknesses or inefficiencies and managing the completion of the audit within the given timeframe.• Supports Compliance projects and continuous auditing initiatives and provides inputs into risk assessment process.

Henley, United Kingdom

• Develops and documents a thorough understanding of business process steps, including the identification of risk and controls and the role of technology in supporting the process.• Performs analysis of, and documents, key control design and testing in accordance with departmental standards.• Evaluate root cause factors for audit testing exceptions and recommend practical solutions to mitigate risk and strengthen business processes and controls.• Conducts exit conferences with business area management.• Drafts and finalises internal audit reports to senior management.

London, United Kingdom

• Performed statutory financial statement audits in accordance with International Financial Reporting Standards (IFRS) and auditing standards.• Managed audit engagements with teams of up to eight people, including coaching, review and motivation of staff.• Researched and provided technical guidance to clients, recommending accounting treatment and disclosures.• Tested design and operating effectiveness of controls leading a controls assurance team.

Bachelor Of Science - Bs, Economics

Associate Chartered Accountant

First time passes in all 15 exams.

Cfa Investment Foundations