Amit Saini Email & Phone Number

Chicago, Illinois, United States

Reduced account Load by 25% over two years and transitioned clients to appropriate financial segmentations.

Burlington, Vermont, United States

- Manage a book of clients with net worth of $100k to $2m with revocable/irrevocable trusts. Analyze financial well-being and vet/review documents and prepare legal memos to ensure regulatory compliance across all states. Decide and make recommendations on fiduciary matters with the standards of each trust given tax, investment, and compliance considerations.- Managed and cultivated both internal and external relationships successfully resulting in reducing accountloads by 15% but only decreasing fee revenue by 4%. This allowed a greater focus on high net worthrelationships whose value increased proportionately.- Facilitated the completion of special projects working with teams from Wealth Advisory Services departments: Projects included generation skipping tax; external audit for The Fed; and, charity compliance review with state regulations. Worked directly with the state Attorney General.

Burlington, Vermont Area

Williston Vermont

Responsibilities: Works on highly complex transactions including researching and analyzing escalated exceptions items. Provides resolution to the most complex, unique and escalated transactions, which usually involve risk, compliance, accounting reporting and/or system issues. Serves as the subject matter expert for the reconciliation, payment and exception processing in Income collections, Securities processing and cash processing and assists junior staff with more complex transactions. Develops and maintains specialized knowledge of wealth management systems, internal policies and procedures and all applicable regulatory guidelines to act as a resource to junior staff members and assist management with a variety of day-to-day assignments. Conducts the research and prepares data for transactions selected by Audit/Compliance/Risk for both internal and external audits. Identifies areas of opportunities to improve internal processes and procedures and makes recommendations to management within the Wealth Management Division. Acts as a back-up to Manager and trains new staff members. Provides daily systems and applications support to staff for production related questions or issues. Consults with other departments within the division and company regarding accounting practices and procedures in order to strengthen financial controls. Collaborates and consults with business units to assist in resolving problems and issues. Assembles/identifies the resources needed to bring problems and issues to resolution. Adheres to compliance procedures and internal/operational risk controls in accordance with any and all applicable regulatory standards, requirements, and policies.

Anna Maria College

Worked as a tutor for high school students taking summer classes at Anna Maria College. Provided lesson planning and homework support to students partaking in the program.

Fairfax Vermont

Head Coach of the Junior Varsity Basketball Team at Bellows Free Academy in Fairfax Vermont. Goal is to motivate 12 young adolescents in succeeding within the sport and preparing for the varsity level.

Work and support with students who have special needs and various learning disabilities.

Worked 1 on 1 with students and also taught classes of various grades.

Worked with the Chief Diversity office in developing an Abenaki Outreach Program for the University.

Worked with University Of Vermont Professor Ken Reissig in teaching a diversity class titled "Race and Racism in the US." Work entailed assessing assignments, teaching key concepts and enduring understandings.

Coordinated, led and acclimated students to the University experience awaiting them at UVM in the fall through class selection and organized social activities.

Master Of Business Administration - Mba, Finance, General

Cfp Preparatory Course, Finance, General

Exam Nov 2025

Introductory Wealth Management Education

Bachelor Of Education (Bed), Political Science And Government

Activities and Societies: Sigma Phi Epsilon, Colleges Against Cancer, Abenaki Youth Program, UVM Athletics Event Staff, Intramurals, Quiz.

High School Diploma, General Studies

Activities and Societies: National Honor Society. Basketball. Track & Field. Soccer. Cross Country. Helping Hands. Student Council. Class.