Ashish Joshi Email & Phone Number

United States

New York City Metropolitan Area

New York City Metropolitan Area

I specialize in SOX testing and strategy within the financial services sector, demonstrating expertise in conducting Test of Design and Test of Effectiveness for diverse clients to ensure both regulatory compliance and operational efficiency. Engaging closely with stakeholders, I developed meticulous workflows that capture critical business processes effectively. Managing an offshore team in India, I upheld rigorous standards in testing workpapers, process flows, and Risk Control Matrices (RCMs), ensuring meticulous quality and accuracy. Additionally, I adeptly handled Project Management Office (PMO) responsibilities, including meeting coordination, status updates refinement, and budget oversight. Collaborating across departments, I played a key role in crafting tailored business proposals for prospective clients. Furthermore, I conducted J-SOX testing for a multinational organization, evaluating IT and business process controls to strengthen regulatory compliance and bolster operational resilience.

In the role of IT auditor, I managed a range of technology-focused projects, leveraging Alteryx tools to conduct thorough IT audits, which enabled the capture of extensive data sets for analysis. I collaborated closely with the Global Security team to develop control standards for effectively managing cloud environments, ensuring robust security measures were in place. My responsibilities included communicating audit findings and recommendations to senior IT leaders through detailed reports. Additionally, I conducted various IT General Controls (ITGC) testing activities such as user access reviews, change management assessments, and disaster recovery evaluations. As part of knowledge sharing within the organization, I delivered a presentation to the IT Audit team highlighting the critical importance of Disaster Recovery and Business Continuity Planning in maintaining operational resilience.

Cumberland, Rhode Island, United States

• Developed an automation tool that will helps simplify the data gathering process• Assisted the team with various audits• Created a weekly report that highlights the status of audits

New London/Norwich, Connecticut Area

Primarily worked in the Analytics and Reporting Team and completed several different tasks• Worked with and analyzed patient enrollment data. • Built data visualizations using Spotfire• Automated manual processes using workflow softwares

Bachelor'S Degree, Business Administration And Management, General

Master Of Science - Ms, Finance, General