Kyc/Aml Compliance Associate Analyst
Current- Participating in Anti-Money Laundering (AML) monitoring, governance, oversight and regulatory reporting activities in coordination with the Compliance and Control team
- Conduct reviews of client account activity, statements, internet research, and client profile information
- Conduct background checks/intelligence/customer research/transactional analysis
- Conduct regulatory and sanction screenings as well as review domestic consumer cases and support complex periodic review processes
- Escalate unusual activity to the Financial Intelligence Unit (FIU) and assist with escalating potential risks
- Present summarized findings to peers and management, including recommendations to changes in procedures resulting from review findings and quality assurance review of analyst case work