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@cosnerfinancialgroup.com
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3 phones found area 432 and 970
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LinkedIn matched
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Austin Kelly is listed as Financial Advisor, RJFS at Raymond James, a with 5 employees, based in Fort Collins, Colorado, United States. AeroLeads shows a work email signal at cosnerfinancialgroup.com, phone signal with area code 432, 970, and a matched LinkedIn profile for Austin Kelly.
Austin Kelly previously worked as Financial Advisor at Raymond James and Financial Advisor at The Compass Wealth Group. Austin Kelly holds Bachelor, Business Administration - Accounting & Finance from The University Of Texas At San Antonio.
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AeroLeads found 1 current-domain work email signal for Austin Kelly. Compare company email patterns before reaching out.
I have 20 years of experience in the financial services industry and an expansive knowledge base in client services, compliance, and operations. I joined The Compass Wealth Group / Raymond James team in April 2024 and am excited to share my expertise with our clients. Previously, I served as Chief Compliance Officer (CCO) at Cosner Financial Group. I supported the integration of new businesses, developed and implemented compliance programs, and provided guidance and training to the company and clients. Before my role as CCO, I was a Servicing Advisor and Operations Manager. I researched and implemented all systems to meet the business needs and satisfy the regulatory guidelines. I also established essential procedures for client onboarding and quarterly reporting and collaborated with existing clients to provide recommendations on investment solutions.
Listed skills include Retirement Planning, Series 6, Saving For Education, Strategic Financial Planning, and 15 others.
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A career timeline built from the work history available for this profile.
St. Petersburg, Florida, Us
Securities offered through Raymond James Financial Services, Inc., member FINRA/SIPC. Investment advisory services offered through Raymond James Financial Services Advisors, Inc. For important disclosure information, please see “Social Media Disclosure” link in the “Contact Info” section. Compass Wealth Group is not a registered broker/dealer and is independent of Raymond James Financial Services.
Windsor, Colorado, Us
- Technically proficient researching and implementing all systems to include development, organization and maintaining databases for Laserfiche and CRM; system expertise includes Redtail, GoTo Connect phone system, Morningstar Office, Microsoft Office- Successful meeting Advisors specific system needs through customization- Carry a passion for working with and connecting with clients through interpersonal skills, best-in-class customer service and serving as a subject matter expert - Administer strong analytical sense to finding solutions to complex problems through enjoyment in evaluating processes, systems, and structures to ensure the best service, compliance and operational need is provided - Implement changes to better streamline both business and operations within the office to include establishing key procedures for client onboarding and quarterly reporting- Met and collaborated with existing clients to ascertain financial goals and provide recommendations on investment solutions
Windsor, Colorado, Us
- Support efforts combining compliance documents and processes from new business into existing ADV 2A, which include Wrap Program and sub-Advisor- Cross trained key administrative professional who transitioned with the new company - Implementations and changes management provides full understanding to each book of business, and tailor processing to minimize inconveniences both client bases- Development of compliance program tailored to business encompassing systems implementation to meet business needs and satisfy changing regulatory guidelines effectively and efficiently- Identified potential areas of compliance vulnerability and risk to develop and implement corrective action plans.- Provide guidance, recommendations, and training to improve business' understanding of related laws and regulatory requirements
Other employees you can reach at raymondjames.ca. View company contacts for 5 employees →
Sophia Patti
Colleague at Raymond JamesNew York City Metropolitan Area, United States
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SB
Sean Bunner
Colleague at Raymond JamesClearwater, Florida, United States
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DF
Dan Fetty, Aams™
Colleague at Raymond JamesGreater Chicago Area, United States
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SK
Sophia Kinsey
Colleague at Raymond JamesTampa, Florida, United States
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GR
Graham Roy, Cima®, Aif®
Colleague at Raymond JamesUnited States
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GH
George Hildreth
Colleague at Raymond JamesNew York, United States
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KS
Kaleb Simington
Colleague at Raymond JamesMemphis, Tennessee, United States
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DH
Derick Holmes
Colleague at Raymond JamesWichita, Kansas, United States
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KP
Kelsey Plummer, Cfp®, Aams®
Colleague at Raymond JamesRaleigh, North Carolina, United States
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AD
Annagrazia D'Alessio Burdsal
Colleague at Raymond JamesSt Petersburg, Florida, United States
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Quick answers generated from the profile data available on this page.
Austin Kelly works for Raymond James.
Austin Kelly is listed as Financial Advisor, RJFS at Raymond James.
AeroLeads has found 1 work email signal at @cosnerfinancialgroup.com for Austin Kelly at Raymond James.
AeroLeads has found 3 phone signal(s) with area code 432, 970 for Austin Kelly at Raymond James.
Austin Kelly is based in Fort Collins, Colorado, United States while working with Raymond James.
Austin Kelly has worked for Raymond James, The Compass Wealth Group, Cosner Financial Group, and Merrill Lynch.
Austin Kelly's colleagues at Raymond James include Sophia Patti, Sean Bunner, Dan Fetty, Aams™, Sophia Kinsey, and Graham Roy, Cima®, Aif®.
You can use AeroLeads to view verified contact signals for Austin Kelly at Raymond James, including work email, phone, and LinkedIn data when available.
Austin Kelly holds Bachelor, Business Administration - Accounting & Finance from The University Of Texas At San Antonio.
Austin Kelly is listed with skills including Retirement Planning, Series 6, Saving For Education, Strategic Financial Planning, Life Insurance, Investments, Wealth Management, and Insurance.
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