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- Technically proficient researching and implementing all systems to include development, organization and maintaining databases for Laserfiche and CRM; system expertise includes Redtail, GoTo Connect phone system, Morningstar Office, Microsoft Office- Successful meeting Advisors specific system needs through customization- Carry a passion for working with and connecting with clients through interpersonal skills, best-in-class customer service and serving as a subject matter expert - Administer strong analytical sense to finding solutions to complex problems through enjoyment in evaluating processes, systems, and structures to ensure the best service, compliance and operational need is provided - Implement changes to better streamline both business and operations within the office to include establishing key procedures for client onboarding and quarterly reporting- Met and collaborated with existing clients to ascertain financial goals and provide recommendations on investment solutions

- Support efforts combining compliance documents and processes from new business into existing ADV 2A, which include Wrap Program and sub-Advisor- Cross trained key administrative professional who transitioned with the new company - Implementations and changes management provides full understanding to each book of business, and tailor processing to minimize inconveniences both client bases- Development of compliance program tailored to business encompassing systems implementation to meet business needs and satisfy changing regulatory guidelines effectively and efficiently- Identified potential areas of compliance vulnerability and risk to develop and implement corrective action plans.- Provide guidance, recommendations, and training to improve business' understanding of related laws and regulatory requirements