Avram Lesman, Cpa, Cfe, Cpcu Email & Phone Number

New York, Ny, Us

• Plan, execute, and lead SOX compliance audits including conducting risk assessments, performing walkthroughs, documenting key business processes in flowcharts and/ or narratives, conducting tests of key controls and communicating the results both orally and written as well as monitor managements completion of agreed upon actions.• Evaluate the appropriateness and design of key controls to mitigate key risks of the business processes. Develop appropriate test procedures and test the… Show more • Plan, execute, and lead SOX compliance audits including conducting risk assessments, performing walkthroughs, documenting key business processes in flowcharts and/ or narratives, conducting tests of key controls and communicating the results both orally and written as well as monitor managements completion of agreed upon actions.• Evaluate the appropriateness and design of key controls to mitigate key risks of the business processes. Develop appropriate test procedures and test the effectiveness of business controls through inquiry, examination, re-performance, and observation.• Manage a team of five analysts including training, mentoring, monitoring adherence to deadlines and review/approval of completed work.• Create narrative, flowchart and risk-control matrix documentation for significant processes including consideration of key reports, control evidence, and management review controls with information provided by process and control owners Show less

Greater New York City Area

• In charge auditor, responsible for managing and executing all aspects of the audit engagement, from planning and scoping to testing and report generation, including supervising, training, and scheduling staff, coordinating with the firm’s partners, specialists and clients. • Executed various engagements including Financial Statement Audits, Risk Based Audits, SOX 404 a/b Assessments, SOC I and II Assessments and Compliance Audits from both internal and external perspectives for a… Show more • In charge auditor, responsible for managing and executing all aspects of the audit engagement, from planning and scoping to testing and report generation, including supervising, training, and scheduling staff, coordinating with the firm’s partners, specialists and clients. • Executed various engagements including Financial Statement Audits, Risk Based Audits, SOX 404 a/b Assessments, SOC I and II Assessments and Compliance Audits from both internal and external perspectives for a diverse set of middle market clients including hedge funds, investment advisors, pharmaceuticals, telecommunications, crypto currency startups, casinos, and import/export companies.• Led implementation initiatives of recent FASB changes including ASC 842 Leases and ASC 606 Revenue Recognition comprising of research, recommended accounting changes, policy and procedure updates, and developments of internal controls for private and public entities. • Demonstrated track record in management consulting for a diverse set of middle market clients including hedge funds, investment advisors, pharmaceutical, telecommunications, crypto currency, casinos, and import/export companies. • Helped organizations establish and maintain compliance with the Investment Advisers Act, Foreign Corrupt Practices Act, Sarbanes-Oxley Act, and Stock Exchange Governance Listing Standards.• Helped organizations integrate risk management into their business and strategic processes including developing, implementing, and assessing anti-fraud programs and controls at the business unit and significant account level.• Created narrative, flowchart and risk-control matrix documentation for significant processes including consideration of key reports, control evidence, and management review controls with information provided by process and control owners Show less

Greater New York City Area

• Responsible for development and implementation of enterprise risk management programs, including identification of top enterprise risks, monitoring adherence to enterprise risk policy, leading execution of operational risk programs and identifying operational control gaps. • Execute audits from start to completion including detailed walkthroughs of key processes to identify internal controls, developing and execution of tests of control and substantive testing procedures for key… Show more • Responsible for development and implementation of enterprise risk management programs, including identification of top enterprise risks, monitoring adherence to enterprise risk policy, leading execution of operational risk programs and identifying operational control gaps. • Execute audits from start to completion including detailed walkthroughs of key processes to identify internal controls, developing and execution of tests of control and substantive testing procedures for key controls, execution of testing, identification and reporting of issues. . • Review and challenge existing business activities and assessing effectiveness of key controls. Recommend appropriate and pragmatic solutions to risk and control issues.• Conduct risk assessments, including identifying internal controls, developing and execution of tests of control and substantive testing procedures for key controls, execution of testing, identification and reporting of issues.• Work with management team to identify major risks, enhance quality controls, and build best business practices. • Provide management with an independent and objective evaluation of the control environment and evaluate management’s control consciousness. Make recommendations on the systems, processes, policies, and procedures being reviewed, report on the findings and recommendations, and monitor management's responses.• Monitor the risk environment and assess emerging risks.• Leading the new CECL implementation initiative including research, development of an action plan and an internal solution in compliance with new regulations. CECL is said to be the biggest accounting change in banking history. • Conduct quality assurance reviews to ensure compliance with department documentation standards.• Identify and research emerging risks, assess their impact on the organization and implement strategies to avoid, mitigate, transfer or accept the risks. Show less

New York, New York

• Managed the complete month end process including the reconciliation of ledgers, adjusting entries and compilation of monthly/annual financial statements for five subsidiaries under extremely tight monthly reporting deadlines while ensuring compliance with GAAP and IFRS. • Coordinated budget activities to fund operations, maximize investment and increase efficiency while forecasting revenue/expenses using qualitative/quantitative analysis to a high degree of accuracy. • Performed… Show more • Managed the complete month end process including the reconciliation of ledgers, adjusting entries and compilation of monthly/annual financial statements for five subsidiaries under extremely tight monthly reporting deadlines while ensuring compliance with GAAP and IFRS. • Coordinated budget activities to fund operations, maximize investment and increase efficiency while forecasting revenue/expenses using qualitative/quantitative analysis to a high degree of accuracy. • Performed detailed revenue/expense variance and trend analysis for presentation to the board of directors. • Conduct quality assurance reviews to ensure compliance with department documentation standards.• Maintained the fixed asset and investments portfolios and report on the adequacy of credit union systems, processes, and internal controls, focused on safeguarding credit union assets.• Act as main point of contact with internal and external auditors during financial audits; providing analysis and support such as creating and updating work papers.• Assisted in the design, implementation and maintenance of internal auditing controls and process improvements.• Automated existing manual consolidation process, which saved time while improving accuracy. Show less

New York, Ny

• Researched and analyzed department budget variances and reported to senior management• Lead fraud investigator for ATM, Visa and MasterCard fraud/dispute cases• Developed/analyzed card fraud strategies effectively limiting losses well below forecasts.• Supervised daily departmental activities and reconciled department general ledgers.

Nyc

• Underwrote consumer loans, including reviewing debt-to-income ratios, funds to close, credit analysis, and expenses versus financial obligations. • Managed monthly compliance audits for senior management

Greater New York City Area

• Significant experience with proposing/selling investments with unique exposure to a diverse, high profile clientele spread through the globe. • Successful Completion of the Financial Advisor program obtaining a Series 7, Series 63, Life & Health Insurance licenses over a twelve month period.

Brooklyn, Ny

• Responsible for managing a staff of 15 consisting of: Banking Representatives, Financial Advisors and Tellers.• Teamed with financial planners, specialists, underwriters, and management to provide appropriate and comprehensive solutions to satisfy client needs. • Administration of coaching and guidance of staff to ensure attainment of branch’s sales and service goals. Developed various methods to increase the branch’s customer relationship ratio thereby increasing revenue and overall… Show more • Responsible for managing a staff of 15 consisting of: Banking Representatives, Financial Advisors and Tellers.• Teamed with financial planners, specialists, underwriters, and management to provide appropriate and comprehensive solutions to satisfy client needs. • Administration of coaching and guidance of staff to ensure attainment of branch’s sales and service goals. Developed various methods to increase the branch’s customer relationship ratio thereby increasing revenue and overall profitability. Show less

Brooklyn, Ny

• Significant experience with selling, Insurance, Annuity and retirement products • Teamed with financial planners, specialists, underwriters, and management to provide appropriate and comprehensive solutions to satisfy client needs.