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Chief Internal Auditor responsible to develop and oversee the execution of the annual audit plan using appropriate risk-based methodology, including any risks or control concerns identified by management, and submit that plan to the audit committee for review and approval. Manage overall day-to-day operations within the Internal Audit Department and supervision of the functions of the internal audit service provider. Main responsibilities include, planning; assigning and directing work; appraising performance of the internal audit service provider; addressing complaints and resolving problems.Demonstrate leadership skills, excellent interpersonal skills, and proven problem-solving ability. Team builder and have the ability to make decisions in a dynamic environment. Well-developed and demonstrated facilitation, persuasion, presentation, and project management skills. Ability to work under pressure and make decisions according to established guidelines; work unsupervised and accomplish tasks accurately and timely; prioritize work; strong organization skills. Extensive background in International Banking, Private Banking/Wealth Management. Traveled to numerous countries to perform and oversee audit assignments. Countries have included: Argentina, Uruguay, Venezuela, Colombia, Peru, Bahamas, United Kingdom, Scotland and Switzerland. Participated in the investigation of various high profile money laundering cases.
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Retired- Aug 2022 - Present
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Audit Director Professional PracticesCiti Feb 2020 - Sep 2022Ft. Lauderdale FloridaChief of Staff for Managing Director Professional Practices Group -
Audit Director Quality Assurance, MethodologyCiti Aug 2017 - Feb 2020Ft. Lauderdale, FloridaResponsible for leading the Quality Assurance Methodology and Regulatory Liaison team, which includes managing the development and maintenance of Internal Audit Methodology, tracking and reporting of Quality Assurance results, managing interactions with regulators including regulatory requests, exam management and back-testing of regulatory issues. -
Audit Director Franchise Audit LatamCiti Jan 2015 - Aug 2017Miami/Ft. Lauderdale, FloridaMain responsibility is to provide independent assurance regarding the effectiveness of franchise governance, risk management and controls to ensure that in each jurisdiction in which Citi operates in LATAM. -
Chief Internal AuditorPacific National Bank Jan 2011 - Jan 2015Miami/Fort Lauderdale Area• Responsible for the overall day-to-day operations within the Internal Audit Department. • Supervise the functions of the internal audit service provider. • Responsible for the overall direction, coordination, and evaluation of this unit and executes supervisory responsibilities in accordance with the organization’s policies and applicable laws. • Responsibilities include, but are not limited to, planning; assigning and directing work; appraising performance of the internal audit service provider; addressing complaints and resolving problems. -
Svp Internal AuditLloyds Tsb Jan 1997 - Jan 2011Miami, FloridaCore responsibilities included:• Partnering with Heads of Audit and other stakeholders in Group Audit to ensure all key specialist risks are appropriately covered across the Divisions. • Develop the USA audit plan to demonstrate it is risk and value focused and help manage delivery of work planned. • Manage the relationship with Federal and State regulators during Examination visits to demonstrate the effectiveness of the audit service delivered. • Educate the business in control best practice by applying current industry and regulatory knowledge, technical expertise and complying with relevant policies. • Providing a supportive, learning focused environment by managing, developing and appraising staff on the engagement teams.• Lead and coach audit team to deliver quality outputs, on time and to agreed costs. -
International Bank ExaminerFederal Reserve Bank Of Atlanta 1992 - 1996Miami/Fort Lauderdale AreaInternational Bank ExaminerCore responsibilities included:• Served as examiner-in-charge of multinational financial institution examinations to assess institutions’ financial condition. • Verified compliance with U.S. laws and regulations as well as review institutions’ risk management, operational systems and controls, management information systems and overall safety and soundness. • Bank Secrecy Act/Anti-Money Laundering subject matter expert in identifying the Banks risks and developing the examination scope.
Barbara Ortega Skills
Barbara Ortega Education Details
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Accounting -
Msgr. Pace Catholic High School
Frequently Asked Questions about Barbara Ortega
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Barbara Ortega works for -
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Barbara Ortega's current role is Retired to enjoy life's greatest blessing.
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Barbara Ortega attended St. Thomas University, Msgr. Pace Catholic High School.
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Barbara Ortega
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Barbara Ortega
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