Barry Daniels

Barry Daniels Email and Phone Number

AFSL External Responsible Manager @ Caleb & Brown
Melbourne, VIC, AU
Barry Daniels's Location
Melbourne, Victoria, Australia, Australia
About Barry Daniels

I am a Non-Executive, Director, Committee Chair, CEO and Funds Management Consultant with over thirty years of board level experience with 40 years expertise in the Financial Services industry, primarily Property Funds Management , Mortgage Management and Wealth Management.In an executive capacity, I am currently the AFSL Keyman & Responsible Manager at Superhero Securities - ASIC often require a Responsible Manager to be Keyman, named on an AFSL licence when it is viewed their skills, asset expertise and compliance experience is critical to the provision of financial services – a position recognized by ASIC as one carrying significant compliance responsibilities. Previously I have founded and managed a number of wealth management, credit and property funds management firms: Property Funds Management Australia, Wealthplan Financial Group and First Mutual Australia. Under my management, the firms advised more than 6000 clients, managed $500M investment funds, and property development projects valued at over $700M.At board level what I do is drive innovation and business growth through the filters of business ethics and compliance frameworks. I do that by leveraging my deep knowledge in the evaluation of property development projects, rigorous assessment of site due diligence, project finance for acquisition, joint venture and residential infrastructure development, sales and marketing, and investment management. Board level highlights include: Executive & Non-Executive Chairman, Chair of Compliance and Investment Committees in Credit and direct property infrastructure Australia; Chair of the Investment Committee and at Wealthplan Financial Group and Chair of the Compliance and Investment Committees at First Mutual Australia, financial advisory distribution.Finally, I have been a Member of Australian Institute of Company Directors 28 years, the Financial Planning Association in excess of 30 years, Fellow of FinSia and a Fellow, Institute of Managers and Leaders.

Barry Daniels's Current Company Details
Caleb & Brown

Caleb & Brown

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AFSL External Responsible Manager
Melbourne, VIC, AU
Employees:
58
Barry Daniels Work Experience Details
  • Caleb & Brown
    Afsl External Responsible Manager
    Caleb & Brown
    Melbourne, Vic, Au
  • Mountain Asset Management Pty Ltd
    Afsl Responsible Manager
    Mountain Asset Management Pty Ltd Jan 2022 - Present
    Melbourne, Victoria, Australia
    MAM is a mortgage manager specialising in the provision of credit to property investors and small to medium property developers.
  • Superhero Securities Ltd
    Afsl Keyman & Responsible Manger
    Superhero Securities Ltd Jul 2021 - Present
    Melbourne, Victoria, Australia
    Superhero Securities Ltd is a fintech company providing Share Trading, Superannuation and Life Insurance.• Member of the Compliance Committee;• As Keyman ASIC requires me to be named on the licence, I am critical to the provision of financial services - the ultimate compliance role within a financial service company;• Oversight of day-to-day compliance operations, documentation compliance, client complaints, compliance policies and procedures, business disaster recovery plan, cyber security policies, and oversight of crypto currency trading compliance framework;• Implementation and oversight of Investment Committee.
  • Armstrong Corporate Capital Ltd
    Acl Keyman And Responsible Manager
    Armstrong Corporate Capital Ltd Feb 2023 - Apr 2024
    Melbourne, Victoria, Australia
  • Guardian Wealth Mortgage Managers
    Executive Chair, Director & Interim Ceo
    Guardian Wealth Mortgage Managers 2015 - 2022
    Melbourne, Victoria, Australia
    Guardian Wealth Mortgage Management is an Australian credit provider with specialist experience in property development/investor lending and asset servicing across the residential and commercial property sectors.• Chair, Compliance Committee; Chair, Credit Assessment Committee;• Oversight of ACL application and project management (over 2 years);• From a zero base I was the sole founding operational executive. Specifically, managed ACL application, building out operational systems, procedures , operational policies and responsible for day-to-day operations, recruitment of staff, loan application approvals and procedure design, legal documentation design and implementation, legal disputes management , internal company credit policies, HR policies, Covid management policies;• Served Retail and Commercial/Corporate clients requiring access to finance secured by either Personal Guarantees, Corporate Guarantees, First or Second Mortgages.
  • Property Funds Management Australia
    Founder, Ceo, Afsl Keyman And Responsible Manager
    Property Funds Management Australia Jun 2014 - Nov 2021
    Melbourne, Australia
    Property Funds Management Australia is a funds management business specialising in residential property infrastructure development, land development, construction of townhouses and unit buildings.• Executive Chair; Company Secretary; Chair, Compliance Committee; Chair, Investment Committee;• From zero base built all the systems, compliance and operational; managed the securing of intial projects and oversight of capital raisings valued at GRV $100M in residential infrastructure developments;• Prepared fund-raising documentation, marketing material, reports of operations and financial state and other documentation, ensuring it met the requirements of Corporations Act, the business, investors and purchasers of end product;• Created/managed stakeholder relationships: KPMG, Minter Ellison, Maddocks Legal;• Secured capital warehouse funding mandate from KPMG and AFG Venture Partners.
  • First Mutual Australia
    Founder, Ceo, Afsl Keyman & Responsible Manager
    First Mutual Australia Jul 2012 - Nov 2018
    Melbourne, Victoria, Australia
    First Mutual Australia is a provider of financial planning, wealth management and practice support services to financial planners operating in (VIC, NSW and QLD), including Wealthplan Financial Group (Vic) and other planning firms.• Chair, Compliance Committee and Investment Committee;• Oversight of AFSL application project management;• Grew the business from zero to 30 financial planners and aggregate FUA ~$500M;• As Keyman ASIC required me named on the licence and am critical to the provision of financial services - the ultimate compliance role within a financial service company;• Oversight for the provision of financial advice to personal clients - determining financial situation, objectives, development and documentation of advice through Statement of Advice (SOA), implementation and ongoing review services;• Ensured processes are followed under AFSL and ACL authorizations: Scheduled company activities, Free Cash calculations, Authorised Representative appointment and supervision;• Shared responsibility for appointment and supervision of credit related advice given by Financial Planners with Credit Representative Authorization via the First Mutual Australia ACL;• Sold my equity interest to remaining shareholders.
  • Wealthplan Financial Group
    Founder, Director/Ceo And Senior Investment Advisor
    Wealthplan Financial Group Jan 1982 - Jan 2017
    Melbourne, Australia
    Wealthplan Financial Group is a provider of wealth management advice to retail and wholesale investors.• Principle Wealth Advisor;• Chair, Investment Committee;• Founded practice in 2006, which I grew to ~$80M FUA recurring $1.5M pa;• Advised retail and wholesale clients regarding identifying their needs, identifying appropriate products and asset selection, such as:- Business Owner Client (Retail Client): Advised in simplifying the business structures to assist the Mortgage Broker putting in place a Line of Credit facilities for up to $1.5M;- Business Owner Client (Retail & Wholesale Client): Restructured a range of Family Trusts controlling family properties in an asset protection strategy, and estate planning; Advised the client in securing finance for the business which was previously rejected financing from big 4 banks;- Corporate Client with three Executive Directors: Advised on establishing corporate superannuation plans for over 100 contractors, and Keyman/Buy-sell insurances for key executives in the form of SoA and associated research;• Sold the business to an industry player.
  • Pinnacle Property Development Ltd
    Afsl Keyman & Responsible Manager
    Pinnacle Property Development Ltd Jul 2010 - Mar 2013
    198 The Esplanade Docklands , Victoria
    Pinnacle Development Group is a residential property infrastructure developer raising funds from wholesale and retail investors and completing the development through to sale of developed residential lots.• Chair, Compliance Committee and Investment Committee;• Oversight of AFSL application project management;• As Keyman ASIC required me named on the licence and was critical to the provision of financial services - the ultimate compliance role within a financial service company;• Involved in multiple residential infrastructure development projects ranging between 400 – 700 sq. meters and gross realization values ( GRV ) of between $2M and $22M;• Drafted and reviewed investor offer documents , marketing documentation, FSG;• Oversight of ongoing compliance & administration processes under Pinnacle’s AFSL;• Oversaw project developments to ensure they were conducted in accord with IM’s;• Ensured risk management procedures and policies were in place including general and public liability insurances;• Oversight and final approval as Chair of Inestment Committee of project analysis, feasibilities and forecast IRRoE to investors.
  • Danela Ena Pty Ltd T/As Danela Ena Developments
    Director, Project Development Manager
    Danela Ena Pty Ltd T/As Danela Ena Developments Aug 2001 - Dec 2012
    Melbourne, Victoria, Australia
    A specialist land developer in regional Victoria creating lifestyle communities and opportunities for wealth creation for families commenced operations in 1977 , with developments in areas as Ballarat , Bendigo, Gippsland, running up until the passing of its founder Dennis R Daniels in 2010.
  • National Stroke Foundation
    Non Executive Director
    National Stroke Foundation Feb 2005 - Dec 2008
    The Stroke Foundation is partnering with the community to prevent stroke, save lives and enhance recovery through raising awareness, facilitating research and supporting stroke survivors.• Member, Investment and Audit and Risk Committees;• Appointed to represent carers of stroke survivors.
  • Property Investment Professionals Of Australia (Pipa)
    Education Committee Member
    Property Investment Professionals Of Australia (Pipa) 2006 - 2007
    PIPA Association is representing the industry and raising the professional standards of all operators servicing consumers in property investment.• Designed a property investment course in conjunction with Deakin University.

Barry Daniels Education Details

Frequently Asked Questions about Barry Daniels

What company does Barry Daniels work for?

Barry Daniels works for Caleb & Brown

What is Barry Daniels's role at the current company?

Barry Daniels's current role is AFSL External Responsible Manager.

What schools did Barry Daniels attend?

Barry Daniels attended Deakin University, Swinburne University Of Technology, Aamc Training Group, Aamc Training Group, Australian Insurance Institute, Swinburne University Of Technology.

Who are Barry Daniels's colleagues?

Barry Daniels's colleagues are Alexander Saltmarsh, Caleb Kombou, Monique Singh, Andrew Garside, Peter Yamamoto Alves, Cassandra De-Lisle, Ryan Tavcar.

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