Executive Director - Client Reference Data
Greater New York City Area
• Program Manager of $5M (annual) client onboarding budget and $4M regulatory program budget (focused on KYC). Additional $3.5M support and business enablement budget • Manage global team of 10 business analysts / project managers and responsible for 50+ developers’ capacity. Headed entire team of 20+ members and $25M during 8 months of manager’s leave• Onboarding and maintenance platform ensures regulatory checks (i.e. KYC, MIFID, Uncleared Margin, FATCA, Finra 4210, etc..) are transparent, orchestrated, and completed with maximum automation. Encompasses the firm’s accounts and legal entity databases and documentation and contract repositories. Fully integrated end-to-end onboarding workflow (with STP data and document persistence) inclusive of counterparty creation, business, credit, and legal approvals, reg reviews, and account creation. • Plan and execute on a book of work which balances rolling out a new platform, retiring legacy apps and delivering against regulatory and internal audit deadlines• Engage daily with MD stakeholders and serve as group coordinator for annual budgeting • Manage small enhancement prioritization and own Level 2 and Level 3 business support • Thought leader in platform design, contributing to repeatable, scalable solutions including our entitlements model, workflow design (Pega 7 based), and profile based account creation. • Standardized functional requirement artifacts and establish a living inventory of requirements (field / rules inventory) that all new requirements conform to for consistent and accurate artifacts. • Major contributor to our regulatory program framework and artifacts that standardize development around basic principles of “in scope”, “excluded” and “complete” to comply with regs• Established a monthly platform-wide release schedule. Optimized the team’s use of Jira to prioritize and track work items• Helped refine our data governance and serve as approver of new attributes