• Worked with US onshore team on daily basis to collaboratively deliver the deliverables • Tested controls of SOC1 and SOC 2 reports and successfully created SOC 1 and SOC 2 reports after testing • Completed audit papers by thoroughly documenting audit tests and findings • Worked closely on ITGC controls

• Facilitated IT audits, working with internal and external managers to communicate recommendations or issues surrounding audits• Conducted audits to check the conformity and non-conformity of the brokerage firms and to submit the compliance and non- compliance report to the respective exchange as per the defined guidelines by the exchange• Conducted the risk assessment to find the compliant and non-compliant observations, to find the risk associated with every non-compliant… Show more • Facilitated IT audits, working with internal and external managers to communicate recommendations or issues surrounding audits• Conducted audits to check the conformity and non-conformity of the brokerage firms and to submit the compliance and non- compliance report to the respective exchange as per the defined guidelines by the exchange• Conducted the risk assessment to find the compliant and non-compliant observations, to find the risk associated with every non-compliant observation and to submit complete report containing all all the analysis of the risk that is associated with the particular vendor to the respective client Show less