Bill Freitag work email
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Bill Freitag personal email
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Seasoned compliance professional focused on strategic issues, regulatory change and helping companies structure processes for the future of financial services. Specialist in managing policies ad procedures, training and supervising sales professionals and managing audits. Experienced with litigation, arbitration and regulatory oversight.
William C. Freitag
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Regulatory And Compliance ConsultingWilliam C. Freitag Sep 2015 - PresentFernandina Beach, FlI believe the regulatory environment can be managed in a collaborative and intelligent manner with consideration to basic ethical concepts.Seasoned compliance professional focused on strategic issues, regulatory change and helping companies structure processes for the future of financial services. Specialist in managing policies ad procedures, training and supervising sales professionals and managing audits. Experienced with litigation, arbitration and regulatory oversight.
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Administrative ManagerMerrill Lynch Aug 2012 - Aug 2015New Haven, CtManaged supervisory systems for the New Haven "Complex" of Merrill Lynch providing oversight for 5 branch offices and 85 registered representatives. -
Financial AdvisorEdward Jones May 2009 - Aug 2012Cheshire, CtBuilt a community based practice advising individuals and business owners on investments, retirement planning, college funding and reducing taxes. -
Chief Compliance OfficerAdvest/Merrill Lynch Feb 2000 - Jan 2007Hartford, CtLed the Compliance effort as the Chief Compliance Officer of full service regional broker/dealer and investment advisor.
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Legal Counsel, Vice PresidentAdvest Inc Nov 1991 - Jan 2000Hartford, Connecticut AreaAttorney responsible for litigation and regulatory oversight
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Associate General CounselPrudential Securities Jun 1987 - Sep 1991Greater New York City AreaRepresented firm in litigation and regulatory investigations. -
Sr. Budget Analyst And ManagerConnecticut General Assembly Aug 1979 - Jul 1984Non-partisan staff to legislatures Appropriations and Bonding Committees.
Bill Freitag Skills
Bill Freitag Education Details
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Public Administration -
English
Frequently Asked Questions about Bill Freitag
What company does Bill Freitag work for?
Bill Freitag works for William C. Freitag
What is Bill Freitag's role at the current company?
Bill Freitag's current role is Regulatory and Compliance Consulting.
What is Bill Freitag's email address?
Bill Freitag's email address is wf****@****cox.net
What is Bill Freitag's direct phone number?
Bill Freitag's direct phone number is +120388*****
What schools did Bill Freitag attend?
Bill Freitag attended Fordham University School Of Law, Penn State University, Gettysburg College.
What skills is Bill Freitag known for?
Bill Freitag has skills like Compliance, Investments, Securities Law, Consulting, Business Management, Securities Litigation, Arbitration, Legal Compliance, Legal Research, Legal Advice, Legal Representation, Budget Management.
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