Managing Director - Institutional Trading
CurrentFinance Professional with proven expertise in revenue growth and generation, customer service, increasing trade volume, trade execution, compliance, and staff development. History of generating revenue by prospecting and cultivating long-term clients through the leveraging of investments, banking services, and products. Adept at identification and reconciliation of compliance issues on a trading desk. Excellent customer service and communication skills, as evidenced by providing regular updates to clients on investment performance and recommendations for investment strategies. Areas of expertise include:• Strategic Planning • Customer Service • Reporting• Compliance • Prime Brokerage • Equity Trading• Risk Management • Algorithmic Trading • Options Trading Specialties: Series 7, Series 4, Series 24, Series 63, Series 65