Responsible for supervising audits within Wholesale Division of Wells Fargo. The Wholesale Division includes Securities & Investment Group, Commercial Real Estate, Asset Management, and Asset Based Lending.

•Managed integrated risk-based audit engagements to ascertain the effectiveness of control environments, primarily in Structured Products.•Utilized Situational Leadership to communicate expectations to staff and provided real-time and post-audit feedback to highlight strengths and provide re-direction.•Performed workpaper quality reviews to ensure controls identified were adequately tested and audit standards were followed.•Produced audit reports, addressed to senior management, to highlight the state of the control environment and provide any recommendations for improvement.•Developed relationships, with key Structured Products personnel, to keep abreast of market events, organizational changes, strategic initiatives, and system implementations.•Participated in audit entity risk assessment process for annual planning.•Coordinated college recruiting efforts for North Carolina State University.

•Developed risk assessments and test plans for acquired brokerage company, Interstate Johnson Lane.•Performed walkthroughs of processes and tested the design and operating effectiveness of controls related to operational, trading, regulatory, and financial processes within Wachovia Capital Markets.•Supported senior management monthly meetings by updating progress during audits.

•Reviewed operational, regulatory, and financial controls within First Union Capital Markets, including Balance Sheet Management, Structured Products, Operations, and Investment Banking.•Participated in call meetings with business units within First Union Capital Markets.

•Assisted with the development of Essbase for management reporting.•Created Funds Transfer Pricing models for loans and deposits.•Completed Past Due Loans and Leases Report monthly.•Performed monthly maintenance on State Reporting Essbase hierarchy.