Brian Batchelder Email & Phone Number

Chicago, Illinois, United States

Chicago, Illinois, United States

Chicago, Illinois, United States

AML alert investigations and transaction monitoring.

Chicago, Illinois, United States

AML Triage Financial Compliance Investigations

Chicago, Illinois, United States

AML alert investigations and transaction monitoring.

Chicago, Illinois, United States

Gimhae, Gyeongsangnam-Do, Korea

•Worked in an international team respecting local customs and procedures to execute effective teaching practices.•Implemented lesson plans making immediate decisions while managing a high energy environment.

Spring Lake Mi

•Consistently achieved annual sales goals finishing in the top 25%.•Extensive experience working within AML/CTR/BSA regulations in both sales and operational capacities.•Utilized CRM software and daily connections to help develop and maintain client relationships.•Research data and current markets in a team to create and implement financial plans for service and periodic reviews.•Reviewed all compliance, disclosures, and guidelines to ensure the protection of the firm and clients.•Experience with different roles to be able to support the team in all areas when resources were low.•Lead the daily operations meetings to maintain a concise message around internal controls and compliance.•Involved in the mentoring and training of new hires.•Worked and analyzed branch’s Profit & Loss statements to ensure continued success.•Ambassador in Chase’s Diversity Program to volunteer in local charities and celebrate culture within the company

Grand Haven Mi

•Managed the opening and closing for the restaurant including balancing server reports and financial deposits.•Presented menus, answering menu questions, and making recommendations, while making dinner drinks for the servers.•Built strong relationships with customers and assessed their needs to fulfill them appropriately.

Okemos Mi & Grandville Mi

•Generated more than $4 million in annual premium surpassing division goals and achieving year over year 20% growth.•Balanced division manager responsibilities with personal client base always adhering to FINRA and SEC regulations. •Work in a team environment to create and monitor economic trends while evaluating financial reports for clients.•Trained, developed, and managed first year financial advisors.•Managed sales goals, operations, and developed Property & Casualty Specialists in multiple offices.•Presented strategies and financial education to large groups.