Brian Bean Email & Phone Number

Long Beach, California, United States

Conduct remote and physical audits on Workers Compensation and General Liability policies consisting of large, multi-state, multi-location risks with premiums of between $50,000 and $10 Million.

Long Beach, California, United States

Conduct in person physical audits on Workers Compensation and General Liability policies from medium size to large, multi-state corporations.

Long Beach, Ca

•Works with senior management to identify areas of financial and operational risks to the company and develop testing procedures to address risks identified.•Completes detailed audits of corporate departments and branch offices focusing on compliance with organization policies & procedures and adherence to state and federal regulations.•Completes Sarbanes-Oxley (SOX) 404 compliance testing.•Handles special projects and audit assignments as requested by senior management and… Show more •Works with senior management to identify areas of financial and operational risks to the company and develop testing procedures to address risks identified.•Completes detailed audits of corporate departments and branch offices focusing on compliance with organization policies & procedures and adherence to state and federal regulations.•Completes Sarbanes-Oxley (SOX) 404 compliance testing.•Handles special projects and audit assignments as requested by senior management and provide cost savings and/or productivity improvement recommendations when appropriate.•Conducts highly sensitive internal fraud investigations, concisely documenting the circumstances and addressing any control deficiencies identified.•Conducts continuous year round testing of corporate departments through use of the Model Audit Rule testing procedures. •Assists outside auditors in the completion of year end testing for certification of corporate financial statements. Show less

Sherman Oaks, Ca

(Conducts risk assessments, compliance audits, and overall evaluations of the Management Control System for Fannie Mae approved loan sellers and loan servicers) • Provided guidance and assisted lenders in establishing comprehensive compliance program to mitigate exposure against changing regulatory requirements• Reviewed management control systems and evaluate overall quality of loan production and servicing for Fannie Mae approved loan sellers and/or servicers• Conducted risk… Show more (Conducts risk assessments, compliance audits, and overall evaluations of the Management Control System for Fannie Mae approved loan sellers and loan servicers) • Provided guidance and assisted lenders in establishing comprehensive compliance program to mitigate exposure against changing regulatory requirements• Reviewed management control systems and evaluate overall quality of loan production and servicing for Fannie Mae approved loan sellers and/or servicers• Conducted risk assessments of mortgage lenders to identify risks inherent in the loan production process• Complete a detailed risk assessment report ranking the areas by the importance of the risks identified and develop a detailed audit plan to address the risks and take corrective actions Show less