Brian Bishop

Brian Bishop Email and Phone Number

Managing Director, Head of Client Lifecycle @ SMBC Capital Markets, Inc.
Westport, CT, US
Brian Bishop's Location
Westport, Connecticut, United States, United States
Brian Bishop's Contact Details
About Brian Bishop

Strategy-oriented leader focused on development of staff, alignment of resources to business / customer needs and proactive implementation of effective financial crime & KYC control processes and frameworks.

Brian Bishop's Current Company Details
SMBC Capital Markets, Inc.

Smbc Capital Markets, Inc.

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Managing Director, Head of Client Lifecycle
Westport, CT, US
Website:
smbc-cm.com
Employees:
553
Brian Bishop Work Experience Details
  • Smbc Capital Markets, Inc.
    Managing Director, Head Of Client Lifecycle
    Smbc Capital Markets, Inc.
    Westport, Ct, Us
    View
  • Smbc Capital Markets, Inc.
    Head Of Client Lifecycle
    Smbc Capital Markets, Inc. Dec 2022 - Present
    New York, New York, United States
    Front office owner of client lifecycle processes & 1LOD credit teams
    View
  • Natwest Markets
    Head Of Financial Crime Oversight, Us
    Natwest Markets Feb 2009 - Dec 2022
    Stamford, Connecticut, United States
    Led US Financial Crime Oversight (First Line of Defense) and Client Lifecycle teams (Onboarding, Client Due Diligence, Reference Data) while contributing to global management across NatWest regions. Previous roles at NatWest/RBS included:Head of Client Lifecycle Management - managed on & offshore teams supporting AML/KYC, Onboarding, Reference Data, Client Exits & Tax Operations services for RBS's US broker-dealer and US and Canada corporate bank branches.Director, Change Management - oversaw global transformation including Onboarding, Client Reference Data and Sanctions technology and process change activities. Successfully delivered wide-ranging response plan to US regulatory enforcement action involving complete refresh of Financial Crime framework and necessary business / operational / technology support.Sr Project Manager - delivered build out and globalization of Reference Data, Client Onboarding and other initiatives.
  • Ubs Investment Bank
    Executive Director
    Ubs Investment Bank 1998 - 2009
    Varied roles supporting training and requirements management for client and sales facing web technologies, management of client revenue reporting and supporting reference data processes and global KYC and Onboarding process introduction.Last position was as Global Client Change Lead managing team and portfolio of work across all Investment Bank regions supporting Client Data services within Operations.
    View
  • Rosenbluth International
    Project Designer
    Rosenbluth International 1997 - 1998
    Researched, wrote, designed and produced sales proposals (RFPs).
  • University Of Chicago Hospitals
    Assistant To The Director, Clinical Chemistry Labs
    University Of Chicago Hospitals 1995 - 1996
    Created and managed online lab supply order system, edited lab operating procedures, maintained local computer network.
    View

Brian Bishop Skills

Data Analytics Data Governance Client Services Employee Engagement Financial Crimes Investigations Servers Integration Oracle Incident Management Databases It Service Management Itil Enterprise Software Bmc Patrol Software Development Cmdb Cloud Computing Technical Support Problem Management Business Analysis Windows Server Change Management Help Desk Support Requirements Analysis Business Objects Testing Sla Service Desk Unix Microsoft Sql Server Service Delivery Pre Sales Service Management Bmc Remedy Higher Education Teaching Public Speaking Fundraising Event Planning Leadership Development Community Outreach Microsoft Office Program Development Sports Staff Development Event Management Alumni Relations Student Affairs Powerpoint Admissions Volunteer Management Research

Brian Bishop Education Details

Frequently Asked Questions about Brian Bishop

What company does Brian Bishop work for?

Brian Bishop works for Smbc Capital Markets, Inc.

What is Brian Bishop's role at the current company?

Brian Bishop's current role is Managing Director, Head of Client Lifecycle.

What is Brian Bishop's email address?

Brian Bishop's email address is br****@****ets.com

What is Brian Bishop's direct phone number?

Brian Bishop's direct phone number is +120389*****

What schools did Brian Bishop attend?

Brian Bishop attended Boston College, State University Of New York At Oswego.

What skills is Brian Bishop known for?

Brian Bishop has skills like Data Analytics, Data Governance, Client Services, Employee Engagement, Financial Crimes Investigations, Servers, Integration, Oracle, Incident Management, Databases, It Service Management, Itil.

Who are Brian Bishop's colleagues?

Brian Bishop's colleagues are Ai Ito, Ingrid Fuentes-Razzaq, Jeffrey Lattime, Tony Capozzoli, Susan Michalak, Elissa Lu, David Fernandes.

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