Highly accomplished Senior Executive with over 40 years of successful experience in the Financial Services Industry with increasingly complex and diverse responsibilities in Wealth Solutions, Mutual Fund Underwriting and Distribution, Custody, Securities Lending, Systems, Brokerage operations, Sub-accounting and Banking services. Developed and introduced strategic initiatives and operational improvements. Strong track record of increasing profit margins with effective expense discipline. Extensive turnaround achievements in the financial services sector. Managed budgets to $83M and 320 staff. Built top-performing teams that increased revenue while dramatically improving client satisfaction.Specialties: Building and mentoring winning teams. Forging strong relationships with clients, regulatory agencies and internal teams. Reengineering processes to improve efficiency. Identifying and successfully exploiting new business opportunities. Designing and implementing new product offerings.
Listed skills include Mutual Funds, Financial Services, Portfolio Management, Strategic Planning, and 60 others.