Brian Mitchell Email & Phone Number

London, England, GB

London, United Kingdom

Managing the London, Chicago / Singapore Dealing desks and teams across Equity, Fixed Income, Derivative Dealing, FMA's, Dealing Desk Analysts, alongside New Markets and Instruments managers. Working on the support of COO / Fund Managers, CIO's, Risk, alongside Compliance, Technology, Audit, including delivery of significant Change / TOM projects.Member of.

London Area, United Kingdom

Managing the front office aspects of EQ, FI Dealing teams and FMA's / FO Business Managers, initially working on a s166, then key stakeholder in delivering Aladdin, PTTR, RTS28 and an improved Controls / Regulatory environment AAF, while evolving the TCA platform.Reported into the COO / CIO.

London, United Kingdom

Within the Multi Asset Team of 75 people, AUM of ~$45bn, (from $375bn group wide). Franchises included Multi Asset, Diversified Growth, Income, Equity, Fixed Income / Credit and Target Date.Worked in a Business, Trade Implementation and Operational Risk Management role primarily, supporting general Oversight / Governance, alongside significant Change.

London, United Kingdom

Brought in to initially undertake a comprehensive review of the Fixed Income, FX and Equity trading platform / capabilities / costs, x-product coverage, overall-Commission management, TCA and related controls / documentation. Post phase 1 recommendations / changes, actively involved with various Risk mitigation activities, Regulatory requirements / FSA.

London, United Kingdom

Brought in to lead on the initial build-out of the London and New York offices Sales / Multi-Asset Trading / Research service offering into Investment Managers, related Transaction Cost Analysis, Counterparty Credit, FSA / FINRA and IT Projects. Enhanced MI provision, Relationship Management, positioning for Franchise expansion, Risk and Compliance.

London, United Kingdom

Recruited initially to develop / manage a global trading team of 12, with remit expanded, (post a divisional review through Q2-Q3'10), to further enhance the Oversight / Management of various Middle / Front office Control Functions across London, Tokyo and Boston offices:- Included Equity, Fixed Income / Credit, Stock Lending, Derivative and FX Trading.

London, United Kingdom

Remit expanded, (post merger of both London trading desks), to include all Equities / TCA / Derivatives trading in London, Boston, Hong Kong, Tokyo offices, Commission & CSA Management, then additional middle-office functions from 2004, including managing the Fixed Income / Equity Portfolio Control teams and overseeing elements of Operational risk /.

London, United Kingdom

Brought into merge / restructure, then manage the combined Fixed Income and Treasury Dealing functions, while leading the push into Electronic Trading / Transaction Cost Analysis from 2001.Reported into the HIO / Head of Fixed Income & Currency.Member of the Counterparty Credit & Operational Risk Committees.CF26 / CF30

London, United Kingdom

Returned to Robert Flemings, to manage the 25+ short-duration Fleming Flagship Series II / S&P Money market funds, (circa £2.5bn AUM) and subsequently also established the centralized FI, FX / MM dealing desk.Reported into the Head of Fixed Income & Currency.Member of the Currency Committee.CF26

London, United Kingdom

Reported into the Head of Fixed Income & Currency DealingCF26

Investment Management Programme (Imp96)

* Equity Portfolio Management * Fixed Income Markets & Bond Portfolio Management * Derivatives: Markets & Models

Newton Mearns, Glasgow