Brian Mitchell Email & Phone Number

London, England, Gb

London, United Kingdom

Managing the London, Chicago / Singapore Dealing desks and teams across Equity, Fixed Income, Derivative Dealing, FMA's, Dealing Desk Analysts, alongside New Markets and Instruments managers. Working on the support of COO / Fund Managers, CIO's, Risk, alongside Compliance, Technology, Audit, including delivery of significant Change / TOM projects.Member of the Senior Leadership TeamCo-Chair of the Dealing Management Committee, (DMC)Chair of M&G Post Trade Transparency Reporting ForumChair of the New Markets & Instruments Management GroupCERT (SMCR Regulated Role)

London Area, United Kingdom

Managing the front office aspects of EQ, FI Dealing teams and FMA's / FO Business Managers, initially working on a s166, then key stakeholder in delivering Aladdin, PTTR, RTS28 and an improved Controls / Regulatory environment AAF, while evolving the TCA platform.Reported into the COO / CIO.

London, United Kingdom

Within the Multi Asset Team of 75 people, AUM of ~$45bn, (from $375bn group wide). Franchises included Multi Asset, Diversified Growth, Income, Equity, Fixed Income / Credit and Target Date.Worked in a Business, Trade Implementation and Operational Risk Management role primarily, supporting general Oversight / Governance, alongside significant Change initiatives to further build-out the teams Operating platform, including Implementation of Charles River Development globally. Related work on Business Strategy, TOM including the end2end Multi Asset Class Implementation / Dealing team, Model(s) process evolution, Transaction Cost Analysis, FCA Regulatory compliance related work, (including CoI, CP13/17, MiFID II & Solvency II) and Risk Mitigation efforts.Reported into the Divisional COO of the Fidelity - Multi Asset Team.Member of the Technology Programme Steering Committee.Member of the European Operational Risk Forum.Member of various Business, Risk, Research Procurement & BCP Committees.CF30

London, United Kingdom

Brought in to initially undertake a comprehensive review of the Fixed Income, FX and Equity trading platform / capabilities / costs, x-product coverage, overall-Commission management, TCA and related controls / documentation. Post phase 1 recommendations / changes, actively involved with various Risk mitigation activities, Regulatory requirements / FSA conflicts of interest and Best Practice / ARROW work.Reported into the co-Heads of the Investment Division.

London, United Kingdom

Brought in to lead on the initial build-out of the London and New York offices Sales / Multi-Asset Trading / Research service offering into Investment Managers, related Transaction Cost Analysis, Counterparty Credit, FSA / FINRA and IT Projects. Enhanced MI provision, Relationship Management, positioning for Franchise expansion, Risk and Compliance functions. Day-day operational oversight of involvement with 3rd-Party service providers / UFP's outsourced middle-office and GSEC providing clearing / settlement.Reported into the co-Founders / CEO.

London, United Kingdom

Recruited initially to develop / manage a global trading team of 12, with remit expanded, (post a divisional review through Q2-Q3'10), to further enhance the Oversight / Management of various Middle / Front office Control Functions across London, Tokyo and Boston offices:- Included Equity, Fixed Income / Credit, Stock Lending, Derivative and FX Trading, Transaction Cost Analysis refinement, Trade Compliance Monitoring, Research / Execution spend and related Procedures. Focal point for Portfolio Managers, led or materially involved with the Relationship Management of Brokers / Vendors, Operational / Investment Risk team oversight, FSA / SEC regulatory elements, MiFID II and ARROW / RMP work.Post integration work, with the Gartmore / Henderson merger in Q2'11, I took the summer off.....Reported into the CIO / Executive Committee.Chair of the Dealing Operating Group.Member of the Counterparty Credit, Risk, BCM, Pricing, IT & Product Committees.Representative Member on IMA Dealer GroupCF30 / Acting CF29

London, United Kingdom

Remit expanded, (post merger of both London trading desks), to include all Equities / TCA / Derivatives trading in London, Boston, Hong Kong, Tokyo offices, Commission & CSA Management, then additional middle-office functions from 2004, including managing the Fixed Income / Equity Portfolio Control teams and overseeing elements of Operational risk / mitigation efforts. The day to day role included pro-active advice / support of the respective Heads of Fixed Income, Equities and Asset Allocation teams.Focus included the complete Implementation / Investment Process, Research valuation, Procurement, MiFID, FSA Regulatory work including: CP154 / CP176, Compliance / Breach Monitoring and sponsored or co-sponsored various IT Projects, FIX connectivity, Investment Division system replacements / OMS upgrades including LZ Minerva, Thinkfolio alongside Sentinel, BrokerSelect and FXConnect.Reported into the COO / CIO & Investment Board.Member of the Counterparty Credit, Risk, BCP, TCA & Commission Management Committees.Member of the Operations & Technology Executive Committee.Representative Member on IMA Dealer GroupCF30

London, United Kingdom

Brought into merge / restructure, then manage the combined Fixed Income and Treasury Dealing functions, while leading the push into Electronic Trading / Transaction Cost Analysis from 2001.Reported into the HIO / Head of Fixed Income & Currency.Member of the Counterparty Credit & Operational Risk Committees.CF26 / CF30

London, United Kingdom

Returned to Robert Flemings, to manage the 25+ short-duration Fleming Flagship Series II / S&P Money market funds, (circa £2.5bn AUM) and subsequently also established the centralized FI, FX / MM dealing desk.Reported into the Head of Fixed Income & Currency.Member of the Currency Committee.CF26

London, United Kingdom

Reported into the Head of Fixed Income & Currency DealingCF26

Investment Management Programme (Imp96)

* Equity Portfolio Management * Fixed Income Markets & Bond Portfolio Management * Derivatives: Markets & Models

Newton Mearns, Glasgow