Brian Newman Email & Phone Number

Worthing, West Sussex, United Kingdom

West Sussex, United Kingdom, United Kingdom

To ensure the Sussex RFU CB is compliant with both corporate and operational governance requirements.

Worthing, West Sussex, United Kingdom

Littlehampton, West Sussex

A diligent compliance professional with current oversight for The Mortgage Claims Bureau Ltd and The Claims Bureau Ltd and consultant for New South Law Ltd. The current framework for our group of firms is multi regulator (FCA, SRA and CMRU) and cross industry (Complaint Management, Fin tech and Legal Services) which requires the highest levels of organisation and strategic awareness. Key Achievements:• Compliance Oversight for TMCB • Built Governance Framework •… Show more A diligent compliance professional with current oversight for The Mortgage Claims Bureau Ltd and The Claims Bureau Ltd and consultant for New South Law Ltd. The current framework for our group of firms is multi regulator (FCA, SRA and CMRU) and cross industry (Complaint Management, Fin tech and Legal Services) which requires the highest levels of organisation and strategic awareness. Key Achievements:• Compliance Oversight for TMCB • Built Governance Framework • Project management of a new IT infrastructure • GDPR Implementation • FCA Application • Board Level negotiations and reporting on KPI’s, regulatory strategy and project progressions. • Detailed knowledge of FCA (formally FSA) and the CMR (formally MOJ) regulations.Key Skills Gained• Development of the employee handbooks, the internal and external training programs, the website content and risk monitoring.• Application and attainment of the Ministry of Justice Licence and continue to monitor compliance within guidelines, rules and regulations and recent submission of FCA limited permissions authorisation. • Successful Regulatory Audit in 2016 and 2018. • Identification for improvements in our operation• Exceptional knowledge of businesses and commercial arrangements.• Detailed development and review of the seasons coaching plans and periodisation of training• Honesty and integrity.I’m also a Professional Member of the International Compliance Association and currently learning Spanish. Show less

Mortgage Mis-Selling Audits and Process, Business to Business meetings for lead supply and sales output, management of lead MI

Brighton, United Kingdom

My duties included regulated financial advice across a broad, multi-tied product range inc. Pensions, Investments, Life Assurance and Income Protection, along with meeting customers’ banking, savings and borrowing needs and coaching and developing a branch team. I regularly planned my meetings and introduced other products and services to my clients in order to meet a broad range of their financial needs. Key Achievements• Certificate in Financial Planning whilst working and… Show more My duties included regulated financial advice across a broad, multi-tied product range inc. Pensions, Investments, Life Assurance and Income Protection, along with meeting customers’ banking, savings and borrowing needs and coaching and developing a branch team. I regularly planned my meetings and introduced other products and services to my clients in order to meet a broad range of their financial needs. Key Achievements• Certificate in Financial Planning whilst working and exceeding sales targets• Top Financial Planning Adviser 2009 Brighton Region• Career progression from Cashier in 2003 to Branch Manager in 2012.Key Skills Gained• Staff management and development through action planning.• Client Relationship Management.• Compliance monitoring ensuring the branch maintained high standards of adherence to regulatory and internal standards. • Pro-activity and a vast experience in dealing with customers.• Senior Management Reporting Show less

I was responsible for offering and advising on utility products on a door-to-door basis. My main duties were to introduce the price and product benefits of N-Power's product range. I gained skills in customer relations and meter reading.

Brighton, United Kingdom

My main duties were law enforcement, arresting suspects and crime prevention. I had to prepare case files and present them to the crown prosecution service. A lot of this role involved liaising with other agencies in the prevention of crimes and the apprehending of suspects. I also had to appear in court to give evidence in relation to the cases I was involved in. I have experience in taking witness statements and writing my own personal statements in relation to a reported crime and… Show more My main duties were law enforcement, arresting suspects and crime prevention. I had to prepare case files and present them to the crown prosecution service. A lot of this role involved liaising with other agencies in the prevention of crimes and the apprehending of suspects. I also had to appear in court to give evidence in relation to the cases I was involved in. I have experience in taking witness statements and writing my own personal statements in relation to a reported crime and gained a methodical and analytical approach to my work. Show less

Ica Diploma In Governance, Risk And Compliance, Compliance And Risk

Understanding governance, risk and compliance Ethics, Integrity and organisational culture: taking GRC to the next level Understanding.

Bachelor’S Degree, Psychology

BSc (Honours) in Psychology Psychology is all around us. This fascinating subject investigates why we do the things we do; how we interact.

Level 2 In Coaching Rugby Union, Physical Education Teaching And Coaching, Pass

Certificate In Financial Planning, Pass

Sports Science And Human Biology, Cc

Activities and Societies: Chichester College Rugby Team (1998-2000), Team Captain (1999-2000)

Education record

Activities and Societies: Rugby Union First XV passes including B- English, C- P.E, C- Math and C- Science.