Business Consultant
Provide business support to operations and distribution team with main support to the compliance team.
Jan 2024 - May 2024
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Brian Briggs Email & Phone Number
Global Compliance Officer | Provide Practical Solutions to Compliance and Project Management Challenges
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Role
Global Compliance Officer | Provide Practical Solutions to Compliance and Project Management Challenges
Location
Washington DC-Baltimore Area, United States, United States
Who is Brian Briggs? Overview
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Brian Briggs is listed as Global Compliance Officer | Provide Practical Solutions to Compliance and Project Management Challenges based in Washington DC-Baltimore Area, United States, United States. AeroLeads shows a matched LinkedIn profile for Brian Briggs.
Brian Briggs previously worked as Business Consultant at Patient Capital Management, Llc and Investments and Trading Compliance Officer at T. Rowe Price. Brian Briggs holds Bachelor Of Science (B.S.), Industrial Engineering from Lehigh University.
Profile bio
About Brian Briggs
Compliance expert skilled at developing and implementing global compliance programs for a large investment adviser. Strong proficiency managing multiple SEC examinations from initiation to completion. Adept at providing practical solutions for daily and ongoing compliance and risk challenges for Investments and Trading associates at all levels.Project manager with proven track record leading diverse projects. Successfully plan and implement process improvement, IT, and business process development projects. Lead cross-functional teams to successful implementations. Expertise in addressing project or day-to-day challenges, thinking logically and solving challenging problems through active communications with impacted individuals and business units.
7 roles
Brian Briggs work experience
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Investments And Trading Compliance Officer
Responsible for proactively leading the strategic development, maintenance, and continued improvement of the U.S. Equity, International Equity, Global Fixed Income, Asset Allocation, and Global Trading compliance programs. This will include ensuring that resources are appropriately aligned to resolve complex issues, support new products and vehicles.
Feb 2017 - Sep 2023
Group Manager, Group Strategic Compliance
Jan 2015 - Jan 2017
Associate Director Of Compliance
Jan 2004 - Dec 2014
Compliance Manager
Jan 2000 - Dec 2003
Vp Of Operations And Engineering
First Usa/Bank One
May 1998 - Dec 2000
Principal Consultant
Aug 1994 - Nov 1997
2 education records
Brian Briggs education
Bachelor Of Science (B.S.), Industrial Engineering
Master Of Business Administration (Mba)
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What is Brian Briggs's role at their current company?
Brian Briggs is listed as Global Compliance Officer | Provide Practical Solutions to Compliance and Project Management Challenges.
Where is Brian Briggs based?
Brian Briggs is based in Washington DC-Baltimore Area, United States, United States.
What companies has Brian Briggs worked for?
Brian Briggs has worked for Patient Capital Management, Llc, T. Rowe Price, First Usa/Bank One, and Price Waterhouse Management Consultants.
How can I contact Brian Briggs?
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What schools did Brian Briggs attend?
Brian Briggs holds Bachelor Of Science (B.S.), Industrial Engineering from Lehigh University.
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