Brian is an accomplished Executive Leader with a proven track record of partnering cross-functionally to drive operational excellence within the financial sector. He leverages a deep understanding of business dynamics and value creation to define strategy, translate strategy into action, and deliver world-class, enterprise-level programs that mitigate risk and support operational resilience.In his most current role as a Compliance Officer with Fifth Third Bank, Brian leads projects designed to execute risk-based reviews across all lines of Business to assess compliance with federal consumer protection laws, regulations (including UDAAP risk), and investment security laws. This is achieved through a combination of analyzing and evaluating control processes, performing substantive transaction testing, and making recommendations for improved control design. As a Vice President with U.S. Bank, Brian was responsible for leading several Corporate Compliance programs, including communications, policy management, training, and regulatory exams. Prior to joining U.S Bank, Brian served as Vice President of Risk Management for Fidelity Investments, the country’s largest provider of employee benefit plan services, where he was responsible for creating and executing a strategic risk mitigation program and implementing a loss-prevention program that realized a bottom-line savings of $10M+ annually.Brian is known as a positive change agent with strong team-building and critical thinking skills in the key areas of: Strategic and Tactical Planning, Team Building and Effectiveness, Program Management, Customer Service and Loyalty, Global Multi-Site Operations, Audits and Assessments, Control Development and Certification, Loss Prevention and Fraud Detection, Regulatory Compliance, and Business Continuity.
Listed skills include Risk Management, Financial Services, Business Process Improvement, Mutual Funds, and 12 others.