Brian Canfield Email & Phone Number

New York, Ny, Us

New York, New York, Us

Jersey City, New Jersey, Us

Newark, New Jersey, Us

Represented PGIM Fixed Income (formerly Prudential Fixed Income) in its provision of investment advisory services to institutional clients, hedge funds, mutual funds, and CDOs. Work included the following:• Advisory Services - Reviewed and negotiated investment management agreements, solicitation and marketing agreements, and vendor agreements. Served as legal representative to pricing and liquidity committees. • Securities Trading – Advised the investment grade, high yield, and emerging market bond teams as well as the European bond and bank loan teams on all aspects of securities trading and portfolio management. • Alternative Investments ¬– Provided ongoing legal support regarding the management and offering of alternative investment vehicles, including hedge funds, CDOs, Irish QIFs, and non-US mutual funds. Structured, formed, and offered hedge funds (including a long/short fund and a portable alpha fund), Irish QIFs, and a private fund designed to invest in securities eligible for TALF. Structured a proposed fund and advised the firm regarding its application to the U.S. Treasury to serve as a fund manager under the Public Private Investment Program. Negotiated side letters and third-party agreements related to unregistered funds.• Registered Funds – Advised the company in its role as sub-advisor to U.S. and non-U.S. mutual funds, including funds in Italy, Luxembourg, and Taiwan. Provided legal advice related to the creation of a retail fund in Taiwan as well as numerous U.S. mutual funds.• Sales and Marketing – Primary attorney providing legal advice related to institutional marketing efforts for advisory services and private funds in the U.S. and internationally.Was located at PGIM Fixed Income's London office for one and one-half years as primary attorney advising the company’s European and Asian operations. While in London, was a member of the office’s management team and spearheaded the company’s implementation of MiFID.

Chicago, Il, Us

Represented domestic and international companies in various areas of corporate practice including public offerings and private placements of equity and debt securities, mergers and acquisitions, public securities filings, syndicated credit facilities, and corporate formation and governance.

New York, Ny, Us

Represented public and private companies, investment banks, and other clients in various areas of corporate practice including mergers and acquisitions, securities, and corporate governance.Advised leading investment bank with respect to the formation, offering, and operation of numerous unregistered domestic and foreign hedge funds and funds of funds. Counseled convertible securities funds in high-profile internal and SEC investigations regarding portfolio valuation and the winding-up and eventual dissolution of the funds.

Education record

Bachelor Of Business Administration - Bba, Accounting

Bachelor Of Business Administration (B.B.A.), Accounting