Casey Seitz Email & Phone Number

Moved to Mercer Advisors during merger 5/2022Responsible for Operations and Compliance tasks including: - Analyzing daily, monthly and quarterly exception reports - Coordinating firm continuing education program and annual compliance meeting. - Coordinating Annual AML Audit- Overseeing the daily workflow of the Operations Team in areas such as cashiering.

Joplin, Missouri Area

Greater Omaha Area

Fees Team Manager (05/09-7/12): Responsible for overseeing the workflow of the Fee Team, including but not limited to: fee schedule entry and audit, billing processes, pro-active reporting, oversight and coordination of fee related projects, employee reviews, and employee development through one on one meetings, facilitation of cross training opportunities.

Last positioned as a Resource Desk Senior Broker. Responsible for assisting in the performance development and training coordination for a roster of 40-50 associates as Performance Development Coach, obtained project management experience by leading an audit of training materials, developed computer based training modules used in the new hire process.

Served as a Client Service Representative for self-directed brokerage accounts.

Developed established customer service skills by meeting with corporate clients of the branch office, assisted in the billing of auto insurance claims.

Served as a Client Service Representative for self-directed brokerage accounts, and assisted with Margin and Options expiration callouts.

Bachelor Of Science Degree, Finance

Education record