Casey Williams Email & Phone Number

Charlotte, North Carolina, United States

Serves as NAADE Team lead for CFO DM adjustments, primarily partner with Global Liquidity Management (GLM) Product & Reporting teams, CFO DM Product Teams to ensure daily adjustment to the FRB 2052a – 6G report are well governed and run within their daily thresholds limits to ensure FRB (and other regulatory liquidity reporting) reports remain accurate and complete.• Partnered with CFO DM Innovations team to establish a centralized data repository for all NAADE adjustment business and data requirements. Application currently links business Data Incident Intake (data issue log), Data Assessment Resolution Tracker ((DART, which tracks systemic resolution incident details), and BluePrint (regulatory interpretation application) to the NAADE Requirement Tool (NRF). This application serves as a centralized repository for any and all NAADE business or data requirements down the element level and tell you what NADEs, products, legal entities, reports, reporting regulation, posting location, source data lineage and where the DART ticket (systemic resolution) sits according to its projected remediation. Tableau reporting details are linked to this database to provide quick, accurate and real time NAADE detail.• Serves as liaison with the CFO DM Innovation team on how/what NAADEs / adjustments are good candidates for automated workflow applications such as Alteryx and facilitates the coordination and transition of a manually posted adjustment to that of an automated one.• Has also served in a number of other roles within CFO DM to include the team’s, Diversity and Inclusion lead, Employee Engagement Inclusion Council lead and currently am the team’s Operational Excellence lead whereby we collectively solicit feedback from the team on process simplification ideas to submit to our leadership as means to consistently seek out efficiencies in our normal day to day.

Charlotte, North Carolina

• Serves as a Wells Fargo loan cash flow Subject Matter Expert responsible for the firm’s daily and monthly forecasted liquidity position for Wells’ loan portfolio specific to its current, stress and resolution forecasting.• Core responsibilities include; detailed variance analysis regarding threshold breaches for its loan and/or interest position regarding its 2052(a), Liquidity Resolution Adequacy and Positioning (RLAP), Resolution Liquidity Execution Need (RLEN), and Internal Liquidity Stress Testing (ILST) reporting where detailed root cause explanation regarding business, data, model or ledger drivers is required.• Current project related work includes; updating of the underlying stress modeling assumptions for forecasted prepayment, reinvestment and growth for each of the named ILST stress scenarios (Name, Market & Combined). Additional ILST work involves creating a Bespoke scenario using a customizeable run-off curve by leveraging historic actual originations, management decisions, CCAR baselines and harmonizing outputs with the firm’s originating businesses to arrive at consensus forecasts.• Additional efforts include the build out and conversion of the current cashflow forecasting Excel based workflow to the firm’s Liquidity Analytics Data and Internal Stress (LADIS) application. Effort includes coordination and partnership with the firm’s Treasury Technology PMO office to create agile based JIRA BRDs in the form of Epic & Stories, perform user testing & sign off inside the release management schedule.

Charlotte, North Carolina Area

Use skills gained as Treasury Data Management Subject Matter Expert for Liquidity adherence to scale a proven governance program across additional Treasury functions to include; Balance Sheet Management, Strategic Asset & Liabilities and Corporate Investments Office.Perform an end to end, multi-dimensional adherence gap assessment for new functionalities to provide an evidenced based road map for internal and external adherence needs.Built new Treasury capability for TDM testing and issue management implication tracking called the TDM Command Center, whose sole focus is to calendar and coordinate direct or supported TDM testing and issue management impacts for all Treasury Functions. To include; External Regulatory Exams, Internal Enterprise Data Lineage & Controls testing, as well as internal review activities from the Bank's Lines of Defense (Compliance, Operational Risk & Audit)Facilitate adherence activity and partner with Treasury Data Management teams such as; Metadata, Data Quality Controls, Data Sourcing & Provisioning, Technology, Project Management and Quality Assurance.Created 2017 Standards Pilot using FRB 5G to demonstrate adherence road to success and presented to TDM Quality Assurance Executive and Senior Leadership.

Charlotte, North Carolina Area

Charlotte, Nc

Global Investment Markets – ReportBuilder & ArcReporting Team Charlotte, NC Product Support Specialist & Product Interface Design – Report Builder Team July 2010 – Present Responsible for the day to day support of Donnelley Global Investment Market Team’s mutual fund clientele; to include, General Ledger security imports, account mapping, and report generation and publishing for Donnelley clients’ Statements of Investment, Assets and Liabilities, Changes, and Operations.Adhere to client specific requirements for the implementation and design of Donnelley’s web based financial reporting software, Report Builder.Work closely with new clients to build unique XML interfaces using the web design software, Xyvision.Provide daily support to clients regarding Report Builder interface issues. Identify, research, and resolve technical problems in a timely manner to meet client specific SEC filing deadlines.

Responsible for the tracking and taxation of deferred dividends issued by Real Estate Investment Trusts (REITs) under the IRS article 852(b)(7). Build Partnership K1 ownership schedules by comparing Quarter End Trial Balance and Holdings reports for all TIAA funds. Performed quarterly asset diversification tests on all TIAA-CREF funds to ensure they are in line with the current IRS qualifications for Regulated Investment Companies. Created monthly Capital Gain/Loss position forecasts using the existing pertinent information available for the funds (carry loss/forward, Book Gain/Loss, existing wash sales, open futures holdings, real and unrealized gain/loss, outstanding share, and real and unrealized depreciation information).Updated internal holding reports and made recommendations to the Director of Fund Taxation for how to proceed with delisted securities by working directly with the Internal Corporate Action team, TIAA’s custody account holder, Bloomberg, and capital changes website Wolters Kluwerfs. Maintained monthly communication with the Investment Company Institute (who serve as liaison between the mutual fund industry and the IRS) Assisted in the audit of procedural tax workflows to ensure its clarity for outside reviewResponsible for ensuring the validity of finalized TIAA-CREF’s RIC 1120s, NY CT-5, and NYC Ext tax returns, which included both two new and three merged funds.Kept upper management abreast to current tax legislation regarding structured equity securities; specifically equity-linked notes.

Ensure the validity of current tax and insurance records for commercial real estate CMBS portfolios. Continually maintain their accuracy to support portfolio management and preserve the integrity of Grandbridge’s CMBS and conduit balance sheets.Prepare and/or verify the accuracy of quarterly escrow reporting to reflect each lender’s specific loan requirements Arrange for the disbursement of tax and insurance premiums for escrowed loans as well as build future escrow constants based on current market premiumsMaintain a professional dialogue with external parties, such as; lenders, investors, attorneys, loan producers, insurance brokers and taxing authorities, to properly service lender loan pools.

Provided detail advice to Vanguard clientele regarding individual retirement goals. Specifically, answered questions regarding market movement, fund account information, saving strategies, trading policies, and tax concerns.Kept 401(k) participants abreast with financial markets, relevant legal, tax, and regulatory issuesDescribed various tax strategies and penalties associated with distributions from participant’s 401(k) accounts including loans, withdrawals, rollovers, installment payments and termination requests.Forecast retiree’s Required Minimum Distributions (RMD) at various saving levelsAssisted with the transition of new ‘crew’ from training class to floor associate by serving as a point of reference during side by side training and floor coaching.