Catherine Gavin Email & Phone Number

Chicago, Il, Us

San Francisco, California, Us

San Francisco, California, Us

San Francisco, California, Us

New York, Ny, Us

Relationship officer that partnered with bankers and AML/KYC operations to conduct detailed due diligence of large companies to ensure all client KYC records were compliant with domestic and international regulatory standards, and ensured high quality and timely completion of all client-level due diligence.•Provide Know Your Client (KYC) support to assure JPMorgan Chase’s Commercial Bank (CB) products and customer base are fully compliant with government regulations, e.g. Bank Secrecy Act, Patriot Act, FINRA, FinCEN. •Responsible for accurately assessing, capturing, and mitigating risks of all clients on an onboarding and ongoing renewal basis.•Worked closely with bankers as well as executives from a variety of companies to gather the necessary information so to be in compliance with domestic and international rules and regulations.•Manage teams of 6 to 15 individuals driving collection and documentation requirements to support comprehensive anti-money laundering (AML) and counter terrorism financing (CTF) due diligence.•Chosen over forty peers to lead a two-week training in India for my international counterparts. Due to this training the Indian team was then able to take on approximately 50% more work.•Coordinate with internal and external auditors and regulators on a local and international level to act in an advisory role supporting policy and procedure development in response to a dynamic international regulatory environment.•Developed and nurtured relationships with CFOs, Vice Presidents, and treasury senior management, of large corporations while consistently receiving top review for my work.

In this position, I assumed substantial accountability for the preparation of FELA, product liability, and general tort litigation. I also directed law office operations and business planning as well as staff management and workflow processes. I collaborated with colleagues to set appropriate priorities with clients, deliver results within established timelines, and sustain sound relations with clients.♣ Instrumental in successfully leading several depositions.♣ Planned and generated a brief for the Illinois Supreme Court that was ultimately met with success.

LLM in Compliance

Washington Dc, District Of Columbia, Us

As a Federal Clerk, I oversaw a docket of 100+ cases for the US District Court. I wrote various orders that disposed of numerous motions including motions to dismiss, summary judgment motions, and motions for judgment as a matter of law.♣ Accurately wrote and presented over 50 orders while managing a docket of over 100 cases.

Cincinnati, Oh, Us

Research and analyzed legal issues, prepared freedom of information requests, memorandum, and contracts, attend court proceedings, and participated in the drafting of online articles. Worked on a variety of cases ranging from political proceedings to New York Gaming Commission applications. Responsible for different projects throughout the summer as well as completing them in a timely manner.

Charleston, West Virginia, Us

Worked with attorneys to help prepare cases. Researched various topics and prepared memorandums, briefs, and affidavits. Attended various courtroom proceedings including, motion hour, summary judgments and closings. Responsible for various projects throughout the summer and to complete projects by a given deadline. Worked on cases varying from property law to domestic disputes.

Master Of Laws - Llm, Corporate Compliance

Master Of Business Administration (Mba)

Doctor Of Law (J.D.)

Bachelor'S Degree, Business Administration And Management, General