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Cathy G. Email & Phone Number

Compliance Manager at REST Industry Super
Location: Greater Sydney Area, Australia, Australia 11 work roles 2 schools
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Current company
Role
Compliance Manager
Location
Greater Sydney Area, Australia, Australia
Company size

Who is Cathy G.? Overview

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Cathy G. is listed as Compliance Manager at REST Industry Super, a company with 490 employees, based in Greater Sydney Area, Australia, Australia. AeroLeads shows a matched LinkedIn profile for Cathy G..

Cathy G. previously worked as Adviser -Compliance at Australian Prudential Regulation Authority and Senior Compliance Manager at Clearview. Cathy G. holds Diploma In Applied Finance And Investment from Securities Institute Of Australia.

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Email format at REST Industry Super

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REST Industry Super

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About Cathy G.

Experienced financial services compliance professional with over 25 years experience in the superannuation industry across a broad range of sectors including superannuation funds (industry & retail), an industry regulator and a service provider (top tier professional services firm providing audit & consulting services), as well as involvement with industry bodies such as ASFA. My areas of expertise include compliance, policy development, legislative & regulatory research, fund audits (compliance focus) and providing advice on regulatory and compliance issues. I have also been extensively involved in AML/CTF (including fraud management) and privacy related work (including being an AML/CTF Officer & Privacy Officer), as well as developing and presenting staff training on compliance, superannuation & audit related topics.Specialties: Superannuation - compliance, policy work, technical & regulatory, privacy, AML-CTF.

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Cathy G.'s current company

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REST Industry Super
Rest Industry Super
Compliance Manager
australia
Website
Employees
490
AeroLeads page
11 roles · 36 years

Cathy G. work experience

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Compliance Manager

Current

Involved in all aspects of developing & maintaining Rest’s compliance management framework such as breach & incident management, controls development & assessment, regulatory change, privacy (including privacy impact assessments), maintaining policies, development of compliance related training and AML/CTF reporting. Privacy Lead for Rest assisting Rest’s.

Aug 2020 - Present

Adviser -Compliance

Sydney, Australia

In this role I focused on APRA’s internal compliance with the various laws it is bound by. I managed the compliance management & conflicts of interest frameworks, monitored and delivered compliance training, managed incidents and conducted review of compliance related policies. I also conducted a compliance assurance review focusing on various elements of.

Jun 2019 - Aug 2020

Senior Compliance Manager

Clearview

Sydney, Australia

In this role I was ClearView’s AML/CTF Officer and Privacy Officer. As well as being responsible for these two areas I was responsible for compliance monitoring, Board and regulatory reporting, overseeing the compliance training program and other compliance related activities.

Jan 2018 - Jun 2019

Compliance Manager

Clearview

Sydney, Australia

Jul 2017 - Dec 2017

Compliance Assurance Manager

My responsibilities in this role included:- Maintenance & oversight of the compliance framework for the fund including updating of the compliance policy, development & monitoring of compliance obligations, reasonableness reviews of compliance responses and investigating instances of non-compliance.- Developed & implemented annual compliance review program.

Sep 2014 - Jun 2017

Senior Compliance Officer

Sydney, Australia

My responsibilities in this role included:- Maintenance & oversight of the compliance framework for the fund including updating of the compliance policy, development & monitoring of compliance obligations, reasonableness reviews of compliance responses and investigating instances of non-compliance.- Developed & implemented annual compliance review program.

May 2012 - Aug 2014

Superannuation Technical Manager

Pwc

Sydney, Australia

National technical superannuation manager for PricewaterhouseCoopers (PwC). This role involved providing a technical support service to partners and staff throughout PwC with regards to superannuation issues, in particular SIS and Corporations Law and other regulatory requirements. The role also involved knowledge management, production of thought.

Feb 1998 - Jun 2012

Superannuation Lecturer

The Association Of Payroll Specialists

Sydney, Australia

Involved updating course materials for the association's superannuation course; presenting lectures to course participants and assessment of assignments & exams.

Nov 1997 - Jan 1998

Policy & Education Officer And Advisory Officer

Insurance And Superannuation Commission (Apra'S Predecessor)

Sydney

Role involved policy development; staff training; preparation & presentation of educational sessions for fund trustees and other industry participants; provision of technical advice (eg. on SIS & other regulatory requirements) to fund trustees and other industry participants; assessment of requests for early release of superannuation benefits on financial.

1994 - 1997 ~3 yrs

Member Advisory Officer

State Superannuation Investment & Management Corporation (State Super)

Sydney, Australia

Provided advice to fund members on various aspects of their fund membership eg. benefit estimates, contribution levels. Also presented retirement & retrechment seminars to fund members.

1990 - 1994 ~4 yrs

Graduate Trainee

Sydney

Role involved handling customer enquiries, loans documentation & conveyancing.

Jan 1989 - Sep 1990
Team & coworkers

Colleagues at REST Industry Super

Other employees you can reach at rest.com.au. View company contacts for 490 employees →

2 education records

Cathy G. education

Diploma In Applied Finance And Investment

Securities Institute Of Australia
FAQ

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What company does Cathy G. work for?

Cathy G. works for REST Industry Super.

What is Cathy G.'s role at REST Industry Super?

Cathy G. is listed as Compliance Manager at REST Industry Super.

Where is Cathy G. based?

Cathy G. is based in Greater Sydney Area, Australia, Australia while working with REST Industry Super.

What companies has Cathy G. worked for?

Cathy G. has worked for Rest Industry Super, Australian Prudential Regulation Authority, Clearview, First State Super, and First State Super Trustee Corporation.

Who are Cathy G.'s colleagues at REST Industry Super?

Cathy G.'s colleagues at REST Industry Super include Apoena Aparecida Lemes Cipriano, Dušan Kollárik, Jo Mcmurdie, Bart Healy, and Virginia Galloway.

How can I contact Cathy G.?

You can use AeroLeads to view verified contact signals for Cathy G. at REST Industry Super, including work email, phone, and LinkedIn data when available.

What schools did Cathy G. attend?

Cathy G. holds Diploma In Applied Finance And Investment from Securities Institute Of Australia.

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